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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 75 3 0.00%
2 CEL SCI CORP 20,000 4 0.00%
3 CIS ACQUISITION LTD 10,000 4 0.00%
4 DEPOMED INC 500 8 0.00% Put
5 ARCELORMITTAL SA LUXEMBOURG 700 10 0.00% Call
6 ISHARES TR 500 19 0.00% Put
7 UNITED TECHNOLOGIES CORP 200 21 0.00% Put
8 CITIGROUPINC 500 26 0.00% Call
9 NEXTERA ENERGY INC 400 38 0.00% Put
10 POST HLDGS INC 1,200 40 0.00% Put
11 FIELDPOINT PETROLEUM CORP WT EXP 032318 61,886 43 0.00%
12 ISHARES TR 825 53 0.00%
13 EBAY INC 1,000 57 0.00%
14 UNITED TECHNOLOGIES CORP 600 63 0.00% Call
15 URANERZ ENERGY CORP 65,739 72 0.00%
16 CITIGROUPINC 1,500 78 0.00% Put
17 ISHARES TR 736 80 0.00%
18 BANK AMER CORP 5,000 85 0.00% Put
19 TWENTY FIRST CENTY FOX INC 2,700 90 0.00%
20 BUFFALO WILD WINGS INC 692 93 0.00%
21 ISHARES TR 2,571 98 0.00%
22 CHESAPEAKE ENERGY CORP 100,000 101 0.00% PRN
23 SPROTT PHYSICAL GOLD TRUST 10,268 102 0.00%
24 GLOBAL DEFENSE & NATL SEC SY 10,000 103 0.00%
25 CIS ACQUISITION LTD 10,000 104 0.00%
26 CAPITOL ACQUISITION CORP II 11,200 110 0.00%
27 ISHARES TR 1,700 118 0.00% Put
28 UNITED TECHNOLOGIES CORP 1,160 122 0.00%
29 BUFFALO WILD WINGS INC 1,000 134 0.00% Put
30 BUFFALO WILD WINGS INC 1,000 134 0.00% Call
31 TESLA INC 150,000 143 0.00% PRN
32 DEPOMED INC 9,500 144 0.00% Put
33 CITIGROUPINC 2,815 146 0.00%
34 HENNESSY CAP ACQUISITION COR 16,000 157 0.00%
35 WISDOMTREE TR 7,430 163 0.01%
36 ZIONS BANCORPORATION 32,200 164 0.01%
37 BANK AMER CORP 10,000 171 0.01% Call
38 PEPSICO INC 2,000 186 0.01%
39 RICE ENERGY INCORPORATED 7,000 186 0.01%
40 INSULET CORP 2 06/15/2019 176,000 188 0.01% PRN
41 BANK AMER CORP 11,400 194 0.01%
42 TESLA INC 100,000 202 0.01% PRN
43 RED HAT INC 3,598 202 0.01%
44 HF2 Financial Management Inc Sponser Shares 19,852 206 0.01%
45 iPath S&P 500 VIX Short-Term F 7,384 230 0.01%
46 Mentor Graphics Corp 200,000 234 0.01% PRN
47 AMSURG CORP 2,201 235 0.01%
48 AMERICAN AIRLS GROUP INC 6,858 243 0.01%
49 ARCELORMITTAL SA LUXEMBOURG 11,639 246 0.01%
50 GLOBAL EAGLE ENTMT INC 22,000 247 0.01% Put
Page 1 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
101 SALIX PHARMACEUTICALS INC 33,729 5,270 0.17%
102 CISCO SYS INC 200,000 5,034 0.16% Put
103 CISCO SYS INC 200,000 5,034 0.16% Call
104 YAHOO INC 122,832 5,005 0.16%
105 VERIZON COMMUNICATIONS INC 100,000 4,999 0.16% Call
106 PACKAGING CORP AMER 78,256 4,994 0.16%
107 UNITED STATES STL CORP NEW 125,000 4,896 0.15% Put
108 KAPSTONE PAPER & PACKAGING CRP COM 174,940 4,893 0.15%
109 EBAY INC 85,000 4,814 0.15% Put
110 GENERAL ELECTRIC CO 184,210 4,719 0.15%
111 LAS VEGAS SANDS CORP 75,000 4,666 0.15% Call
112 INSULET CORP 2 06/15/2019 4,324,000 4,613 0.15% PRN
113 RSX - Market Vectors Russia ETF 200,000 4,474 0.14% Put
114 FORD MTR CO DEL 300,000 4,437 0.14% Put
115 VANGUARD INTL EQUITY INDEX F 80,000 4,418 0.14% Put
116 DARDEN RESTAURANTS INC 85,600 4,405 0.14% Put
117 ARCELORMITTAL SA LUXEMBOURG 316,400 4,332 0.14% Call
118 SELECT SECTOR SPDR TR 100,000 4,209 0.13% Call
119 UNITED TECHNOLOGIES CORP 39,800 4,203 0.13% Put
120 CIENA CORP 250,000 4,180 0.13% Put
121 EXPEDITORS INTL WASH INC 100,000 4,058 0.13% Call
122 EXPEDITORS INTL WASH INC 100,000 4,058 0.13% Put
123 GLOBAL EAGLE ENTMT INC 330,800 3,712 0.12% Put
124 CITIGROUPINC 69,385 3,596 0.11%
125 CATHAY GEN BANCORP 500,000 3,580 0.11%
126 CITIGROUPINC 68,500 3,550 0.11% Put
127 EXPEDITORS INTL WASH INC 85,911 3,486 0.11%
128 GULFPORT ENERGY CORP 62,500 3,338 0.11% Call
129 ANGLOGOLD ASHANTI LIMITED 270,000 3,240 0.10% Call
130 DISNEY WALT CO 35,774 3,185 0.10%
131 SPDR SERIES TRUST 100,000 2,959 0.09% Call
132 ISHARES 20 YEAR TREASURY BOND ETF 25,387 2,952 0.09%
133 BHP BILLITON LTD 50,000 2,944 0.09% Call
134 BHP BILLITON LTD 50,000 2,944 0.09% Put
135 UNITED STATES STL CORP NEW 75,000 2,938 0.09% Call
136 CITRIX SYS INC 40,000 2,854 0.09% Call
137 CIENA CORP 168,000 2,809 0.09%
138 NEXTERA ENERGY INC 29,600 2,779 0.09% Put
139 MORGAN STANLEY 80,000 2,766 0.09% Put
140 POST HLDGS INC 81,300 2,698 0.08% Put
141 ARCHER DANIELS MIDLAND CO 50,000 2,555 0.08% Call
142 PEPSICO INC 25,000 2,327 0.07% Call
143 BAKER HUGHES INC 35,000 2,277 0.07% Put
144 SELECT SECTOR SPDR TR 96,872 2,245 0.07%
145 NOKIA CORP 257,874 2,182 0.07%
146 APPLIED MATLS INC 100,000 2,161 0.07% Call
147 SELECT SECTOR SPDR TR 92,900 2,152 0.07% Put
148 LAS VEGAS SANDS CORP 33,202 2,065 0.06%
149 YAHOO INC 50,000 2,038 0.06% Call
150 GOLDCORP INC NEW 88,000 2,027 0.06% Call
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