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Institutional Investment Manager
PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC (CIK: 0001387508) incorporated in Delaware, located at 600 Lexington Avenue, 20th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,562 holdings with a total value of $953,338,000.
#
Name
Shares
Value ($)
%
Options
Notes
1551 GENETIC TECHNOLOGIES LTD 300 1,000 0.00%
1552 AVEO PHARMACEUTICALS INC 1,000 1,000 0.00%
1553 JUNIPER PHARMACEUTICALS INC COM 200 1,000 0.00%
1554 ROYAL BANK OF SCOTLAND GRP PLC ADR SPONSORED 200 1,000 0.00%
1555 PRICE T ROWE GROUP INC 20 1,000 0.00%
1556 Consumer Portfolio Services Inc 200 1,000 0.00%
1557 FIRST MERCHANTS CORP COM 1 0 0.00%
1558 GENESIS HEALTHCARE INC 100 0 0.00%
1559 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 37,649 0 0.00%
1560 FAIRCHILD SEMICONDUCTOR INTL 2,700 0 0.00% Put
1561 CYBERARK SOFTWARE LTD SHS 9 0 0.00%
1562 PENGROWTH ENERGY 100 0 0.00%
Page 32 of 32

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086044, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.