| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Neo Performance Materials | 27,150 | 6,000 | 0.00% | ||
| 2 | STONE ENERGY CORP | 10,000 | 10,000 | 0.00% | PRN | |
| 3 | FLUIDIGM CORP DEL | 11,000 | 11,000 | 0.00% | PRN | |
| 4 | UNITED STATES STL CORP NEW | 10,000 | 11,000 | 0.00% | PRN | |
| 5 | RPM INTL INC SR GLBL CV NT 20 | 11,000 | 12,000 | 0.00% | PRN | |
| 6 | CHART INDS INC SR SB GLBL CV 18 | 16,000 | 16,000 | 0.01% | PRN | |
| 7 | TTM TECHNOLOGIES INC | 17,000 | 17,000 | 0.01% | PRN | |
| 8 | MGM RESORTS INTERNATIONAL | 16,000 | 17,000 | 0.01% | PRN | |
| 9 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 17,000 | 18,000 | 0.01% | PRN | |
| 10 | WABASH NATL CORP SR NT CV3.375 18 | 15,000 | 20,000 | 0.01% | PRN | |
| 11 | HOLOGIC INC SR STEP CV NT 42 | 18,000 | 20,000 | 0.01% | PRN | |
| 12 | AIR LEASE CORP SR CV NT3.875 18 | 15,000 | 21,000 | 0.01% | PRN | |
| 13 | SOLARCITY CORP | 21,000 | 21,000 | 0.01% | PRN | |
| 14 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 15,000 | 21,000 | 0.01% | PRN | |
| 15 | NYMOX PHARMACEUTICAL CORP | 28,000 | 24,000 | 0.01% | ||
| 16 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 24,000 | 24,000 | 0.01% | PRN | |
| 17 | CHESAPEAKE ENERGY CORP | 24,000 | 24,000 | 0.01% | PRN | |
| 18 | VERINT SYS INC 1.5 06/01/2021 | 23,000 | 24,000 | 0.01% | PRN | |
| 19 | LAM RESEARCH CORP SR NT CV 1.25 18 | 18,000 | 24,000 | 0.01% | PRN | |
| 20 | XILINX INC SR NT CV2.625 17 | 17,000 | 24,000 | 0.01% | PRN | |
| 21 | SALESFORCE COM INC SR CV NT 0.25 18 | 21,000 | 25,000 | 0.01% | PRN | |
| 22 | NEWPARK RES INC SR NT CV 4 17 | 24,000 | 25,000 | 0.01% | PRN | |
| 23 | LIBERTY MEDIA CORP DELAWARE | 26,000 | 26,000 | 0.01% | PRN | |
| 24 | Macquarie Infrastructure Corp | 24,000 | 29,000 | 0.01% | PRN | |
| 25 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 23,000 | 33,000 | 0.01% | PRN | |
| 26 | DEPOMED INC NOTE 2.500 9/0 | 24,000 | 33,000 | 0.01% | PRN | |
| 27 | ON SEMICONDUCTOR CORP | 25,000 | 34,000 | 0.01% | PRN | |
| 28 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 35,000 | 35,000 | 0.01% | PRN | |
| 29 | DANAHER CORP DEL LYON 01/21 | 16,000 | 39,000 | 0.01% | PRN | |
| 30 | XPO LOGISTICS INC | 14,000 | 41,000 | 0.01% | PRN | |
| 31 | OMNICARE INC | 36,000 | 43,000 | 0.01% | PRN | |
| 32 | JARDEN CORP | 27,000 | 45,000 | 0.02% | PRN | |
| 33 | TELEFLEX INC | 29,000 | 58,000 | 0.02% | PRN | |
| 34 | ANTARES PHARMA INC | 28,137 | 76,000 | 0.03% | ||
| 35 | EATON VANCE TAX MANAGED DIVE | 10,245 | 117,000 | 0.04% | ||
| 36 | NUVEEN MARYLAND QLT MUN INCORPORATED FD | 10,268 | 131,000 | 0.05% | ||
| 37 | EATON VANCE TAX-MANAGED GLOBAL COM | 14,340 | 140,000 | 0.05% | ||
| 38 | POWERSHARES ETF TR II | 11,251 | 168,000 | 0.06% | ||
| 39 | ISHARES SILVER TR | 11,970 | 191,000 | 0.07% | ||
| 40 | FORD MTR CO DEL | 11,902 | 193,000 | 0.07% | ||
| 41 | SPDR SER TR | 2,570 | 200,000 | 0.07% | ||
| 42 | ISHARES RUSSELL 2000 GROWTH ETF | 1,313 | 201,000 | 0.07% | ||
| 43 | POWERSHARES QQQ TRUST | 1,908 | 201,000 | 0.07% | ||
| 44 | MARKWEST ENERGY PARTNERS LP | 3,039 | 201,000 | 0.07% | ||
| 45 | BANK NEW YORK MELLON CORP | 5,050 | 202,000 | 0.07% | ||
| 46 | WALGREENS BOOTS ALLIANCE INC | 2,405 | 203,000 | 0.07% | ||
| 47 | FIRST TR EXCHANGE TRADED FD | 8,100 | 204,000 | 0.07% | ||
| 48 | GOLDMAN SACHS GROUP INC | 1,083 | 204,000 | 0.07% | ||
| 49 | EDWARDS LIFESCIENCES CORP | 1,440 | 205,000 | 0.07% | ||
| 50 | LAS VEGAS SANDS CORP | 3,700 | 206,000 | 0.07% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-15-001351, filed 2015.05.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
