Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 76 Institutional holders with a total value of $199,006,637.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,931,481 74,079,000 37.22%
2 UBS Group AG 793,190 20,044,000 10.07%
3 WELLS FARGO & COMPANY/MN 599,035 15,137,000 7.61%
4 Brouwer & Janachowski, LLC 501,942 12,684,000 6.37%
5 LPL Financial LLC 409,854 10,398,000 5.22%
6 BANK OF AMERICA CORP /DE/ 360,630 9,114,000 4.58%
7 RAYMOND JAMES & ASSOCIATES 276,612 6,990,000 3.51%
8 ROYAL BANK OF CANADA 228,468 5,773,000 2.90%
9 Commonwealth Equity Services, Inc 154,583 3,906,000 1.96%
10 AMERICAN INTERNATIONAL GROUP, INC. 152,201 3,846,119 1.93%
11 BB&T SECURITIES, LLC 9,857 2,490,000 1.25%
12 Janney Montgomery Scott LLC 97,152 2,455,000 1.23%
13 BKS ADVISORS, LLC 91,135 2,303,000 1.16%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,933 2,226,000 1.12%
15 PNC FINANCIAL SERVICES GROUP, INC. 86,430 2,184,000 1.10%
16 SII INVESTMENTS INC/WI 64,423 1,635,000 0.82%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,387 1,526,000 0.77%
18 Cambridge Investment Research Advisors, Inc. 59,250 1,497,000 0.75%
19 JANE STREET GROUP, LLC 58,603 1,481,000 0.74%
20 Bank of New York Mellon Corp 47,297 1,195,000 0.60%
21 Robert W. Baird & Co. Inc 45,856 1,159,000 0.58%
22 First Allied Advisory Services, Inc. 45,364 1,145,000 0.58%
23 Cetera Advisors LLC 45,249 1,144,000 0.57%
24 Sigma Planning Corp 34,524 872,000 0.44%
25 BOKF, NA 33,973 858,000 0.43%
26 STIFEL FINANCIAL CORP 31,729 802,000 0.40%
27 Regal Investment Advisors LLC 31,407 794,000 0.40%
28 Stratos Wealth Partners, LTD. 30,444 767,000 0.39%
29 WEALTHPLAN PARTNERS, LLC 29,701 751,000 0.38%
30 AMERIPRISE FINANCIAL INC 24,116 610,000 0.31%
31 Private Advisor Group, LLC 22,724 574,000 0.29%
32 M&T BANK CORP 22,621 572,000 0.29%
33 GOLDMAN SACHS GROUP INC 21,801 551,000 0.28%
34 IFC Holdings Incorporated/FL 21,477 549,000 0.28%
35 NEXT Financial Group, Inc 21,223 536,000 0.27%
36 Prospera Financial Services Inc 20,537 519,000 0.26%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 18,281 462,000 0.23%
38 MANAGED ACCOUNT ADVISORS LLC 18,067 457,000 0.23%
39 Shoker Investment Counsel, Inc. 17,410 439,000 0.22%
40 OLD MISSION CAPITAL LLC 15,634 395,000 0.20%
41 Raymond James Financial Services Advisors, Inc. 14,860 376,000 0.19%
42 ProVise Management Group, LLC 14,627 370,000 0.19%
43 NATIONAL PLANNING CORP 13,305 349,000 0.18%
44 OPPENHEIMER & CO INC 13,644 345,000 0.17%
45 Virtu KCG Holdings LLC 10,877 275,000 0.14%
46 JPMORGAN CHASE & CO 10,036 254,000 0.13%
47 MSI Financial Services Inc 9,918 251,000 0.13%
48 Rench Wealth Management, Inc. 9,194 232,000 0.12%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8,143 206,000 0.10%
50 Brown Advisory Securities, LLC 8,100 204,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.