| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GAP | 24 | 1,000 | 0.00% | ||
| 2 | AK STL HLDG CORP | 525 | 4,000 | 0.00% | ||
| 3 | FRANKLIN RESOURCES INC | 100 | 4,000 | 0.00% | Put | |
| 4 | M & T BK CORP | 100 | 15,000 | 0.00% | Put | |
| 5 | HUNTINGTON BANCSHARES INC | 2,700 | 36,000 | 0.00% | Put | |
| 6 | RAND LOGISTICS INC | 59,786 | 38,000 | 0.00% | ||
| 7 | ABERCROMBIE & FITCH CO | 4,200 | 50,000 | 0.00% | ||
| 8 | DHT HOLDINGS INC | 13,700 | 61,000 | 0.00% | ||
| 9 | RUBICON PROJ INC | 10,922 | 64,000 | 0.00% | ||
| 10 | ROYAL BK CDA MONTREAL QUE | 900 | 66,000 | 0.00% | Call | |
| 11 | GABELLI CONV&INCOM SECS FD I | 13,533 | 66,000 | 0.00% | ||
| 12 | DEUTSCHE BK AG | 29,000 | 68,000 | 0.00% | ||
| 13 | XL GROUP LTD | 1,800 | 72,000 | 0.00% | Put | |
| 14 | NAVIOS MARITIME HOLDINGS INC | 43,100 | 81,000 | 0.00% | ||
| 15 | GENER8 MARITIME INC COM | 14,348 | 81,000 | 0.00% | ||
| 16 | CIT GROUP INC | 1,900 | 82,000 | 0.00% | Put | |
| 17 | TD AMERITRADE HLDG CORP | 2,400 | 93,000 | 0.00% | Put | |
| 18 | XEROX CORP | 13,000 | 95,000 | 0.00% | ||
| 19 | WEATHERFORD INTL PLC | 16,316 | 109,000 | 0.00% | ||
| 20 | WESTERN ASSET HIGH INCOME OP | 22,700 | 114,000 | 0.00% | ||
| 21 | WESTERN ASSET CLAYMORE INF | 10,400 | 116,000 | 0.00% | ||
| 22 | HP INC | 6,474 | 116,000 | 0.00% | ||
| 23 | DIVERSIFIED RSTRNT HLDGS INC COM | 52,292 | 120,000 | 0.00% | ||
| 24 | AES CORP | 10,900 | 122,000 | 0.00% | ||
| 25 | WESTERN ASSET CORPORATE LN F | 10,863 | 123,000 | 0.00% | ||
| 26 | EATON VANCE NEW YORK MUN BD | 10,529 | 130,000 | 0.00% | ||
| 27 | NUVEEN DIVERSIFIED DIVID I | 11,489 | 136,000 | 0.00% | ||
| 28 | MFS MUN INCOME TR | 20,347 | 141,000 | 0.00% | ||
| 29 | RAMACO RES INC | 15,000 | 145,000 | 0.00% | ||
| 30 | NUVEEN MASSACHUSETS QLT MUN | 10,632 | 146,000 | 0.00% | ||
| 31 | HELIX ENERGY SOLUTIONS GRP INC COM | 19,200 | 149,000 | 0.00% | ||
| 32 | DREYFUS HIGH YIELD STRATEGIE | 44,391 | 150,000 | 0.00% | ||
| 33 | UNITED RENTALS INC | 1,200 | 150,000 | 0.00% | Call | |
| 34 | STATE STR CORP | 2,000 | 159,000 | 0.00% | Put | |
| 35 | TAHOE RES INC | 20,200 | 162,000 | 0.00% | ||
| 36 | EXTREME NETWORKS INC | 21,600 | 162,000 | 0.00% | ||
| 37 | BANK MONTREAL QUE | 2,200 | 165,000 | 0.00% | Call | |
| 38 | KRONOS WORLDWIDE INC | 10,100 | 166,000 | 0.00% | ||
| 39 | FERROGLOBE PLC SHS | 16,100 | 166,000 | 0.00% | ||
| 40 | NEUBERGER BERMAN CA INT | 12,218 | 169,000 | 0.00% | ||
| 41 | CENTURY ALUM CO | 13,300 | 169,000 | 0.00% | ||
| 42 | BANK NEW YORK MELLON CORP | 3,700 | 175,000 | 0.00% | Put | |
| 43 | PIER 1 IMPORTS INC | 24,600 | 176,000 | 0.00% | ||
| 44 | IMPAX LABORATORIES INC | 14,500 | 183,000 | 0.00% | ||
| 45 | CHERRY HILL MTG INVT CORP COM | 10,965 | 187,000 | 0.00% | ||
| 46 | PIMCO NEW YORK MUN FD II | 16,393 | 188,000 | 0.00% | ||
| 47 | GENERAL ELECTRIC CO | 6,400 | 191,000 | 0.00% | ||
| 48 | NAVISTAR INTL CORP NEW | 7,800 | 192,000 | 0.00% | ||
| 49 | SIRIUS XM HOLDINGS INC | 37,520 | 193,000 | 0.00% | ||
| 50 | WASTE MGMT INC DEL | 2,648 | 193,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001216, filed 2017.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
