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NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $28,025,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 833,963 9,849,000 35.14%
2 MORGAN STANLEY 273,764 3,233,000 11.54%
3 FIRST TRUST ADVISORS LP 130,921 1,546,000 5.52%
4 WELLS FARGO & COMPANY/MN 123,630 1,460,000 5.21%
5 Invesco Ltd. 119,670 1,413,000 5.04%
6 LPL Financial LLC 107,940 1,276,000 4.55%
7 GUGGENHEIM CAPITAL LLC 100,953 1,192,000 4.25%
8 UBS Group AG 93,353 1,103,000 3.94%
9 Cetera Advisor Networks LLC 90,467 1,071,000 3.82%
10 RAYMOND JAMES & ASSOCIATES 89,811 1,061,000 3.79%
11 BANK OF AMERICA CORP /DE/ 69,274 818,000 2.92%
12 Raymond James Financial Services Advisors, Inc. 63,600 751,000 2.68%
13 BAIRD FINANCIAL GROUP, INC. 47,201 557,000 1.99%
14 Cambridge Investment Research Advisors, Inc. 32,541 384,000 1.37%
15 Shaker Financial Services, LLC 30,108 356,000 1.27%
16 ADVISOR GROUP, INC. 23,247 275,000 0.98%
17 IFC Holdings Incorporated/FL 22,677 269,000 0.96%
18 GENEOS WEALTH MANAGEMENT INC. 17,491 206,000 0.74%
19 STIFEL FINANCIAL CORP 16,913 201,000 0.72%
20 OPPENHEIMER & CO INC 16,350 193,000 0.69%
21 Laurion Capital Management LP 11,489 136,000 0.49%
22 Pekin Hardy Strauss, Inc. 11,350 134,000 0.48%
23 ROYAL BANK OF CANADA 10,721 127,000 0.45%
24 MML INVESTORS SERVICES, INC. 10,597 125,000 0.45%
25 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 6,776 80,000 0.29%
26 Advisory Services Network, LLC 4,200 50,000 0.18%
27 CITIGROUP INC 4,180 49,000 0.17%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,313 39,000 0.14%
29 Creative Planning 2,000 24,000 0.09%
30 US BANCORP \DE\ 1,800 21,000 0.07%
31 Focused Wealth Management, Inc 773 9,000 0.03%
32 PNC FINANCIAL SERVICES GROUP, INC. 754 9,000 0.03%
33 Thomas J. Herzfeld Advisors, Inc. 309 4,000 0.01%
34 PENSERRA CAPITAL MANAGEMENT LLC 273 3,000 0.01%
35 SEI INVESTMENTS CO 92 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.