| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BPZ RESOURCES INC | 66,000 | 0 | 0.00% | ||
| 2 | UNITED DEV FDG IV COM | 94,734 | 0 | 0.00% | ||
| 3 | COMMUNITY HEALTH SYS INC NEW | 180,182 | 1,000 | 0.00% | ||
| 4 | SANOFI | 18,044 | 2,000 | 0.00% | ||
| 5 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 54,054 | 2,000 | 0.00% | ||
| 6 | ELEPHANT TALK COMM CORP | 17,000 | 4,000 | 0.00% | ||
| 7 | ImmunoCellular Therapeutics Lt | 11,000 | 4,000 | 0.00% | ||
| 8 | PALATIN TECHNOLOGIES INC COM | 10,000 | 5,000 | 0.00% | ||
| 9 | SMART TECHNOLOGIES INC | 12,000 | 5,000 | 0.00% | ||
| 10 | DOCUMENT SEC SYS INC COM | 28,784 | 5,000 | 0.00% | ||
| 11 | Key Energy Services, Inc. | 14,582 | 5,000 | 0.00% | ||
| 12 | Fairway Group Holdings Corp. | 13,980 | 5,000 | 0.00% | ||
| 13 | PHOTOMEDEX INC COM PAR $0.01 | 12,304 | 6,000 | 0.00% | ||
| 14 | PACIFIC DRILLING SA LUXEMBOURG REG SHS | 14,786 | 6,000 | 0.00% | ||
| 15 | TANZANIAN ROYALTY EXPL CORP | 26,600 | 7,000 | 0.00% | ||
| 16 | Comstock Mining Inc | 21,230 | 8,000 | 0.00% | ||
| 17 | XOMA CORP DEL | 10,540 | 8,000 | 0.00% | ||
| 18 | BARCLAYS BANK PLC | 15,650 | 8,000 | 0.00% | ||
| 19 | DIANA CONTAINERSHIPS INC | 13,399 | 8,000 | 0.00% | ||
| 20 | EMMIS COMMUNICTNS CORP CL A | 13,000 | 8,000 | 0.00% | ||
| 21 | GTX INC | 16,000 | 9,000 | 0.00% | ||
| 22 | MAGNEGAS CORP | 10,020 | 10,000 | 0.00% | ||
| 23 | IMMUNE PHARMACEUTICALS INC | 20,000 | 10,000 | 0.00% | ||
| 24 | SAFE BULKERS INC | 14,560 | 10,000 | 0.00% | ||
| 25 | Caladrius Biosciences Inc | 12,700 | 10,000 | 0.00% | ||
| 26 | AVINO SILVER &GOLD MINES LT | 10,200 | 10,000 | 0.00% | ||
| 27 | PEREGRINE PHARMACEUTICALS IN | 26,520 | 10,000 | 0.00% | ||
| 28 | CYTORI THERAPEUTIC INC | 43,586 | 10,000 | 0.00% | ||
| 29 | BREITBURN ENERGY PARTNERS LP COM | 21,066 | 11,000 | 0.00% | ||
| 30 | MOSYS INC | 19,800 | 12,000 | 0.00% | ||
| 31 | CENVEO INC | 26,878 | 12,000 | 0.00% | ||
| 32 | Apricus Biosciences, Inc. | 19,960 | 12,000 | 0.00% | ||
| 33 | Gastar Exploration, Ltd. | 11,000 | 12,000 | 0.00% | ||
| 34 | TTM TECHNOLOGIES INC | 14,000 | 12,000 | 0.00% | ||
| 35 | Energy XXI LTD | 25,687 | 13,000 | 0.00% | ||
| 36 | NAVIOS MARITIME HOLDINGS INC | 13,600 | 15,000 | 0.00% | ||
| 37 | BIOLASE INC | 12,052 | 15,000 | 0.00% | ||
| 38 | DENISON MINES CORP | 29,156 | 15,000 | 0.00% | ||
| 39 | ACRE RLTY INVS INC | 12,586 | 18,000 | 0.00% | ||
| 40 | Star Bulk Carriers Corp. | 23,768 | 18,000 | 0.00% | ||
| 41 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 20,000 | 19,000 | 0.00% | ||
| 42 | WELLS FARGO & CO | 16,000 | 19,000 | 0.00% | ||
| 43 | TCP CAP CORP NOTE 5.25012/1 | 20,000 | 20,000 | 0.00% | ||
| 44 | SINA CORP | 20,000 | 20,000 | 0.00% | ||
| 45 | ASTROTECH CORP | 10,000 | 21,000 | 0.00% | ||
| 46 | NEPTUNE TECHNOLOGIES BIORESO | 20,000 | 21,000 | 0.00% | ||
| 47 | PHARMATHENE INC COM | 10,000 | 21,000 | 0.00% | ||
| 48 | SUNSHINE HEART INC | 28,000 | 22,000 | 0.00% | ||
| 49 | UNITED STATES ANTIMONY CORP | 90,200 | 22,000 | 0.00% | ||
| 50 | ATLAS RESOURCES PARTNERS LP | 27,456 | 22,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-16-000016, filed 2016.05.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
