| 1 |
PERCEPTIVE ADVISORS LLC |
6,750,444 |
6,750,000 |
91.94% |
|
|
| 2 |
Fiera Capital Corp |
150,000 |
150,000 |
2.04% |
|
|
| 3 |
Alpine Global Management, LLC |
148,101 |
147,000 |
2.00% |
|
|
| 4 |
B. Riley Wealth Advisors, Inc. |
60,000 |
60,000 |
0.82% |
|
|
| 5 |
ROYAL BANK OF CANADA |
40,485 |
40,000 |
0.54% |
|
|
| 6 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
30,000 |
32,000 |
0.44% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
29,880 |
29,000 |
0.39% |
|
|
| 8 |
BANK OF MONTREAL /CAN/ |
26,076 |
26,000 |
0.35% |
|
|
| 9 |
LPL Financial LLC |
20,000 |
21,000 |
0.29% |
|
|
| 10 |
1832 Asset Management L.P. |
11,720 |
12,000 |
0.16% |
|
|
| 11 |
Virtu KCG Holdings LLC |
12,495 |
12,000 |
0.16% |
|
|
| 12 |
SEGALL BRYANT & HAMILL, LLC |
11,000 |
11,000 |
0.15% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,200 |
10,000 |
0.14% |
Put |
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,200 |
10,000 |
0.14% |
Call |
|
| 15 |
MORGAN STANLEY |
5,711 |
6,000 |
0.08% |
|
|
| 16 |
UBS Group AG |
5,462 |
5,000 |
0.07% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
5,000 |
5,000 |
0.07% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
5,229 |
5,000 |
0.07% |
|
|
| 19 |
Creative Planning |
5,014 |
5,000 |
0.07% |
|
|
| 20 |
Tradewinds Capital Management, LLC |
2,500 |
3,000 |
0.04% |
|
|
| 21 |
Corbenic Partners LLC |
700 |
1,000 |
0.01% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
600 |
1,000 |
0.01% |
|
|
| 23 |
I.G. INVESTMENT MANAGEMENT, LTD. |
814 |
1,000 |
0.01% |
|
|
| 24 |
CT Financial Advisors LLC |
15 |
15 |
0.00% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
11 |
0 |
0.00% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
500 |
0 |
0.00% |
|
|
| 27 |
CREDIT AGRICOLE S A |
15 |
0 |
0.00% |
|
|
