Dark
Light
System
Security
PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 86 Institutional holders with a total value of $16,676,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,748,150 3,679,000 22.06%
2 BlackRock Institutional Trust Company, N.A. 6,001,322 2,524,000 15.14%
3 BlackRock Fund Advisors 5,860,146 2,464,000 14.78%
4 STATE STREET CORP 2,546,696 1,070,000 6.42%
5 NORTHERN TRUST CORP 2,236,536 942,000 5.65%
6 Freedom Investment Management, Inc. 1,422,314 597,000 3.58%
7 GEODE CAPITAL MANAGEMENT, LLC 1,394,436 586,000 3.51%
8 RENAISSANCE TECHNOLOGIES LLC 1,254,752 528,000 3.17%
9 JACOBS LEVY EQUITY MANAGEMENT, INC 1,009,400 424,000 2.54%
10 BlackRock Investment Management, LLC 862,700 363,000 2.18%
11 Bank of New York Mellon Corp 744,009 313,000 1.88%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 660,088 278,000 1.67%
13 BLACKROCK ADVISORS LLC 585,578 246,000 1.48%
14 QS Investors, LLC 503,400 212,000 1.27%
15 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 498,486 210,000 1.26%
16 Commonwealth Equity Services, Inc 486,961 205,000 1.23%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 202,000 1.21%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 388,700 164,000 0.98%
19 AMERIPRISE FINANCIAL INC 358,672 151,000 0.91%
20 TEACHERS ADVISORS, LLC 297,386 125,000 0.75%
21 Nationwide Fund Advisors 204,314 86,000 0.52%
22 CITIGROUP INC 193,035 81,000 0.49%
23 AQR CAPITAL MANAGEMENT LLC 190,991 80,000 0.48%
24 RHUMBLINE ADVISERS 172,643 73,000 0.44%
25 NEW YORK STATE COMMON RETIREMENT FUND 171,700 72,000 0.43%
26 D. E. Shaw & Co., Inc. 167,431 70,000 0.42%
27 WELLS FARGO & COMPANY/MN 165,010 70,000 0.42%
28 Raymond James Financial Services Advisors, Inc. 158,382 67,000 0.40%
29 SG Americas Securities, LLC 159,223 67,000 0.40%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 150,953 60,000 0.36%
31 VOYA INVESTMENT MANAGEMENT LLC 134,571 57,000 0.34%
32 GOLDMAN SACHS GROUP INC 126,423 53,000 0.32%
33 AMERICAN INTERNATIONAL GROUP, INC. 111,307 46,000 0.28%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,900 34,000 0.20% Call
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,796 34,000 0.20%
36 MORGAN STANLEY 76,157 32,000 0.19%
37 RUSSELL FRANK CO/ 76,400 32,000 0.19%
38 GUGGENHEIM CAPITAL LLC 65,639 28,000 0.17%
39 DELANEY DENNIS R 60,000 25,000 0.15%
40 UBS Group AG 41,660 18,000 0.11%
41 PRINCIPAL FINANCIAL GROUP INC 39,754 17,000 0.10%
42 Tower Research Capital LLC (TRC) 37,955 16,000 0.10%
43 Legal & General Group Plc 34,581 15,000 0.09%
44 DEUTSCHE BANK AG\ 35,501 14,000 0.08%
45 BlackRock Finance, Inc. 31,745 13,000 0.08%
46 JPMORGAN CHASE & CO 30,000 13,000 0.08%
47 BANK OF AMERICA CORP /DE/ 31,426 13,000 0.08%
48 ProShare Advisors LLC 28,118 12,000 0.07%
49 ALLIANCEBERNSTEIN L.P. 26,000 11,000 0.07%
50 INVESTMENT CENTERS OF AMERICA INC 25,000 11,000 0.07%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.