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Institutional Investment Manager
Guinness Asset Management LTD
Guinness Asset Management LTD (CIK: 0001409661), located at 18 Smith Square, London. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 63 holdings with a total value of $163,931,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NASDAQ OMX GROUP 5,600 207,000 0.13%
52 FORTRESS INVESTMENT GROUP LL 28,020 207,000 0.13%
53 RAYMOND JAMES FINANC 3,680 206,000 0.13%
54 STATE STR CORP 2,910 202,000 0.12%
55 WADDELL & REED FINL INC 2,740 202,000 0.12%
56 GGCP Holdings LLC 2,600 202,000 0.12%
57 ALLIANCEBERNSTEIN HLDG L P 8,040 201,000 0.12%
58 AMERIPRISE FINL INC 1,800 198,000 0.12%
59 FRANKLIN RESOURCES INC 3,640 197,000 0.12%
60 PRICE T ROWE GROUP INC 2,300 189,000 0.12%
61 NETEASE INC 320 22,000 0.01%
62 SOHU COM INC 180 12,000 0.01%
63 QUALCOMM INC 130 10,000 0.01%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001409661-14-000002, filed 2014.04.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.