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Institutional Investment Manager
Guinness Asset Management LTD
Guinness Asset Management LTD (CIK: 0001409661), located at 18 Smith Square, London. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 105 holdings with a total value of $416,207,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 PAYPAL HLDGS INC 61,940 2,445,000 0.59%
52 GILEAD SCIENCES INC 34,020 2,436,000 0.59%
53 WISDOMTREE INVTS INC 213,160 2,375,000 0.57%
54 DANAHER CORP DEL 29,410 2,289,000 0.55%
55 NEW ORIENTAL ED & TECH GRP I 49,400 2,080,000 0.50%
56 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 406,348 1,935,000 0.46%
57 SUNPOWER CORP 202,777 1,341,000 0.32%
58 ORMAT TECHNOLOGIES INC 4,820 258,000 0.06%
59 JINKOSOLAR HLDG CO LTD 16,490 251,000 0.06%
60 CANADIAN SOLAR INC 20,100 245,000 0.06%
61 COMPANHIA ENERGETICA DE MINA 106,956 244,000 0.06%
62 FIRST SOLAR INC 7,600 244,000 0.06%
63 AFFILIATED MANAGERS GROUP 1,565 227,000 0.05%
64 SOLAREDGE TECHNOLOGIES INC 17,800 221,000 0.05%
65 PRICE T ROWE GROUP INC 2,875 217,000 0.05%
66 ALLIANCEBERNSTEIN HLDG L P 9,240 217,000 0.05%
67 AMERIPRISE FINL INC 1,950 216,000 0.05%
68 FRANKLIN RESOURCES INC 5,440 215,000 0.05%
69 BLACKROCK INC 560 213,000 0.05%
70 KKR & CO LP COMMON UNITS 13,800 212,000 0.05%
71 STATE STR CORP 2,610 203,000 0.05%
72 RAYMOND JAMES FINANC 2,930 203,000 0.05%
73 BLACKSTONE GROUP L P 7,340 198,000 0.05%
74 NASDAQ OMX GROUP 2,950 198,000 0.05%
75 FORTRESS INVESTMENT GROUP LL 39,020 190,000 0.05%
76 ASSOCIATED CAP GROUP INC CL A 3,000 99,000 0.02%
77 GGCP Holdings LLC 3,000 93,000 0.02%
78 OCH-ZIFF CAP MGMT GROUP CL A SHS 23,200 77,000 0.02%
79 NETEASE INC 105 22,000 0.01%
80 HAIN CELESTIAL GROUP INC COM 277 11,000 0.00%
81 STANLEY BLACK &DECKER INC 94 11,000 0.00%
82 SMUCKER J M CO 85 11,000 0.00%
83 CARLISLE COS INC 98 11,000 0.00%
84 CITRIX SYS INC 120 11,000 0.00%
85 CARDINAL HEALTH INC 150 11,000 0.00%
86 LKQ CORP 343 11,000 0.00%
87 F5 NETWORKS INC 75 11,000 0.00%
88 ANTHEM INC 40 6,000 0.00%
89 INFOSYS LTD-SP ADR 390 6,000 0.00%
90 THERMO FISHER SCIENTIFIC INC 41 6,000 0.00%
91 CVS HEALTH CORP 73 6,000 0.00%
92 PVH CORPORATION 63 6,000 0.00%
93 BIOGEN INC 20 6,000 0.00%
94 CIGNA CORPORATION 43 6,000 0.00%
95 HONEYWELL INTL INC 50 6,000 0.00%
96 APPLE INC 50 6,000 0.00%
97 MONDELEZ INTL INC 132 6,000 0.00%
98 JONES LANG LASALLE 57 6,000 0.00%
99 VARIAN MED SYS I 57 5,000 0.00%
100 EURONET WORLDWIDE INC 69 5,000 0.00%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001409661-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.