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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 677 Institutional holders with a total value of $14,811,828,630.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 12,161,895 1,349,241,000 9.11%
2 PRICE T ROWE ASSOCIATES INC /MD/ 11,574,035 1,284,023,000 8.67%
3 NORGES BANK 9,530,202 1,057,281,000 7.14%
4 STATE STREET CORP 8,434,256 935,690,000 6.32%
5 BlackRock Institutional Trust Company, N.A. 4,522,274 501,701,000 3.39%
6 JPMORGAN CHASE & CO 3,457,539 383,580,000 2.59%
7 TIAA CREF INVESTMENT MANAGEMENT LLC 3,099,662 343,877,000 2.32%
8 BlackRock Fund Advisors 2,857,272 316,986,000 2.14%
9 BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,814,891 312,283,000 2.11%
10 LSV ASSET MANAGEMENT 2,749,018 304,976,000 2.06%
11 UBS Group AG 2,599,137 288,348,000 1.95%
12 Bank of New York Mellon Corp 2,526,830 280,325,000 1.89%
13 GOLDMAN SACHS GROUP INC 2,378,643 263,888,000 1.78%
14 Aristotle Capital Management, LLC 2,353,860 261,137,000 1.76%
15 NORTHERN TRUST CORP 2,081,076 230,875,000 1.56%
16 DEUTSCHE BANK AG\ 1,859,656 206,303,000 1.39%
17 BANK OF MONTREAL /CAN/ 1,787,294 204,128,000 1.38%
18 WELLS FARGO & COMPANY/MN 1,799,777 199,668,000 1.35%
19 BlackRock Group LTD 1,691,566 187,662,000 1.27%
20 LYRICAL ASSET MANAGEMENT LP 1,613,757 179,030,000 1.21%
21 GEODE CAPITAL MANAGEMENT, LLC 1,413,689 156,642,000 1.06%
22 BROWN ADVISORY INC 1,306,691 144,965,000 0.98%
23 AMERICAN CENTURY COMPANIES INC 1,288,384 142,933,000 0.96%
24 Allianz Asset Management GmbH 1,145,758 127,111,000 0.86%
25 Epoch Investment Partners, Inc. 1,122,856 124,570,000 0.84%
26 TEACHERS ADVISORS, LLC 1,059,665 117,559,000 0.79%
27 DIMENSIONAL FUND ADVISORS LP 910,772 101,038,000 0.68%
28 BANK OF AMERICA CORP /DE/ 883,206 97,983,000 0.66%
29 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 864,610 97,502,000 0.66%
30 Numeric Investors LLC 870,713 96,597,000 0.65%
31 AQR CAPITAL MANAGEMENT LLC 856,128 94,979,000 0.64%
32 WELLINGTON MANAGEMENT GROUP LLP 829,959 92,076,000 0.62%
33 Legal & General Group Plc 735,938 81,639,000 0.55%
34 State of New Jersey Common Pension Fund D 724,000 80,320,000 0.54%
35 LORD, ABBETT & CO. LLC 693,900 76,981,000 0.52%
36 CLEARBRIDGE, LLC 689,155 76,455,000 0.52%
37 MORGAN STANLEY 662,014 73,444,000 0.50%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 648,661 71,962,000 0.49%
39 APG Asset Management N.V. 621,185 65,337,000 0.44%
40 BlackRock Finance, Inc. 588,175 65,252,000 0.44%
41 GREAT LAKES ADVISORS, LLC 581,619 64,525,000 0.44%
42 BALYASNY ASSET MANAGEMENT L.P. 576,561 63,964,000 0.43%
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 562,425 62,396,000 0.42%
44 PRUDENTIAL FINANCIAL INC 550,046 61,022,000 0.41%
45 CREDIT SUISSE AG/ 546,100 60,585,000 0.41%
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 522,629 57,981,000 0.39%
47 ROYAL BANK OF CANADA 514,630 57,093,000 0.39%
48 SILVERCREST ASSET MANAGEMENT GROUP LLC 503,610 55,870,000 0.38%
49 Sumitomo Mitsui Trust Group, Inc. 479,476 53,193,000 0.36%
50 Clearbridge Investments, LLC 473,481 52,528,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.