Dark
Light
System
Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 2,930 169 0.10%
2 AFLAC INC 2,450 143 0.08%
3 APACHE CORP 35,309 3,314 1.87%
4 APPLIED MATLS INC 197,490 4,268 2.41%
5 BILL BARRETT CP 48,600 1,071 0.60%
6 BLOCK H & R INC 143,630 4,454 2.51%
7 BOEING CO 34,490 4,393 2.48%
8 BP PLC 94,620 4,159 2.34%
9 CANADIAN NAT RES LTD 83,400 3,240 1.83%
10 CANADIAN SOLAR INC 18,400 658 0.37%
11 CAPITAL ONE FINL CORP 53,260 4,347 2.45%
12 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
13 CHESAPEAKE ENERGY CORP 137,700 3,166 1.78%
14 CHINA MOBILE LIMITED 2,970 174 0.10%
15 CISCO SYS INC 183,135 4,610 2.60%
16 CNOOC LTD 1,540 266 0.15%
17 COCA COLA CO 3,730 159 0.09%
18 COMCAST CORP NEW 77,890 4,189 2.36%
19 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
20 ChinaCache International Holdi 86,500 1,192 0.67%
21 DANAHER CORP DEL 56,380 4,284 2.41%
22 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
23 EBAY INC 84,720 4,798 2.70%
24 ENPHASE ENERGY INC 48,900 733 0.41%
25 EXXON MOBIL CORP 34,100 3,207 1.81%
26 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
27 GANNETT CO. 137,150 4,069 2.29%
28 GENERAL DYNAMICS CORP 1,330 169 0.10%
29 GILEAD SCIENCES INC 42,230 4,495 2.53%
30 HALLIBURTON CO 50,800 3,277 1.85%
31 HELIX ENERGY SOLUTIONS GRP INC COM 136,480 3,011 1.70%
32 HESS CORP 34,043 3,211 1.81%
33 ILLINOIS TOOL WKS INC 1,830 154 0.09%
34 INTEL CORP 127,530 4,441 2.50%
35 INTERCONTINENTAL EXCHANGE IN 23,270 4,539 2.56%
36 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 250,320 2,315 1.30%
37 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
38 JOHNSON & JOHNSON 1,530 163 0.09%
39 L-3 Communications Hldgs 39,250 4,667 2.63%
40 MATTEL INC 4,310 132 0.07%
41 MERCK & CO INC 2,700 160 0.09%
42 MICROSOFT CORP 3,510 163 0.09%
43 NETEASE INC 58,775 5,035 2.84%
44 NEWFIELD EXPL CO 84,686 3,139 1.77%
45 NOBLE ENERGY INC 46,770 3,197 1.80%
46 NVIDIA CORPORATION 229,675 4,238 2.39%
47 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
48 ORACLE CORP 110,950 4,247 2.39%
49 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
50 PROCTER AND GAMBLE CO 1,930 162 0.09%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
51 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
52 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
53 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
54 CANADIAN SOLAR INC 18,400 445 0.26%
55 RENESOLA LTD 224,000 316 0.18%
56 CNOOC LTD 1,540 209 0.12%
57 ABBVIE INC 2,930 192 0.11%
58 GENERAL DYNAMICS CORP 1,330 183 0.11%
59 PROCTER AND GAMBLE CO 1,930 176 0.10%
60 CHINA MOBILE LIMITED 2,970 175 0.10%
61 ILLINOIS TOOL WKS INC 1,830 173 0.10%
62 MICROSOFT CORP 3,510 163 0.09%
63 JOHNSON & JOHNSON 1,530 160 0.09%
64 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
65 COCA COLA CO 3,730 157 0.09%
66 MERCK & CO INC 2,700 153 0.09%
67 AFLAC INC 2,450 150 0.09%
68 MATTEL INC 4,310 133 0.08%
69 TRIANGLE PETE CORP 25,000 120 0.07%
Page 2 of 2