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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001409765-16-000017) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 QUALCOMM INC 104,330 7,147 4.44%
2 SCHLUMBERGER LTD 88,680 6,974 4.33%
3 TAIWAN SEMICONDUCTOR MFG CO ADR 218,869 6,695 4.16%
4 NVIDIA CORP 97,535 6,683 4.15%
5 STATE STREET CORP 92,134 6,415 3.99%
6 INTEL CORP 164,600 6,214 3.86%
7 APPLIED MATLS INC 197,710 5,961 3.70%
8 COMCAST CORP CL A 86,810 5,759 3.58%
9 CISCO SYSTEMS INC 180,845 5,737 3.57%
10 ORACLE CORP 143,130 5,622 3.49%
11 PAYPAL HOLDINGS INC 136,750 5,603 3.48%
12 BOEING CO 41,940 5,525 3.43%
13 INTERCONTINENTAL EXCHANGE INC 19,730 5,314 3.30%
14 ALPHABET INC CL A 6,490 5,218 3.24%
15 ROPER TECHNOLOGIES INC 28,190 5,144 3.20%
16 DANAHER CORP 59,520 4,666 2.90%
17 TEGNA INC 209,530 4,580 2.85%
18 GILEAD SCIENCES INC 55,510 4,392 2.73%
19 WISDOMTREE INVESTMENTS INC 425,940 4,383 2.72%
20 NETEASE INC 16,775 4,039 2.51%
21 H&R BLOCK INC 165,650 3,835 2.38%
22 COGNIZANT TECH SOLUTIONS A 77,880 3,716 2.31%
23 VERIFONE SYSTEMS INC 213,610 3,362 2.09%
24 APACHE CORP 29,909 1,910 1.19%
25 HALLIBURTON CO 38,500 1,728 1.07%
26 DEVON ENERGY CORP 39,000 1,720 1.07%
27 CANADIAN NATURAL RESOURCES LTD 53,400 1,707 1.06%
28 CHEVRON CORP 15,800 1,626 1.01%
29 NEWFIELD EXPLORATION CO 37,386 1,625 1.01%
30 NOBLE ENERGY INC 45,070 1,611 1.00%
31 IMPERIAL OIL LTD COM NEW 51,401 1,608 1.00%
32 CONOCOPHILLIPS 37,000 1,608 1.00%
33 HESS CORP 29,543 1,584 0.98%
34 SUNCOR ENERGY INC NEW 56,876 1,579 0.98%
35 OCCIDENTAL PETROLEUM CORP 21,100 1,539 0.96%
36 FORTIVE CORP 29,760 1,515 0.94%
37 EXXON MOBIL CORP 17,000 1,484 0.92%
38 VALERO ENERGY CORP 25,969 1,376 0.86%
39 QEP RESOURCES INC 63,200 1,234 0.77%
40 CARRIZO OIL & GAS INC 30,070 1,221 0.76%
41 Unit Corporation 63,397 1,179 0.73%
42 HELIX ENERGY SOLUTIONS GROUP 103,880 845 0.53%
43 JA Solar Holdings Co Ltd 133,002 799 0.50%
44 SUNPOWER CORP 78,450 700 0.44%
45 TRINA SOLAR LTD-SPON ADR 63,603 651 0.40%
46 SOLAREDGE TECHNOLOGIES INC 27,400 472 0.29%
47 CANADIAN SOLAR INC 33,800 464 0.29%
48 AFLAC INC 6,380 458 0.28%
49 FIRST SOLAR INC 11,000 434 0.27%
50 COMPANHIA ENERGETICA DE MINA 158,104 409 0.25%
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