Dark
Light
System
Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 L-3 TECHNOLOGIES INC 57,010 7,171 3.34%
2 Qualcomm Inc 102,670 7,119 3.31%
3 Schlumberger Ltd 85,240 7,112 3.31%
4 CISCO SYS INC COM 258,005 7,101 3.30%
5 BLOCK H & R INC 220,810 7,081 3.30%
6 INTEL CORP COM 225,010 7,036 3.27%
7 ROPER TECHNOLOGIES INC COM 40,840 7,024 3.27%
8 PTC INC 194,190 7,024 3.27%
9 INTERCONTINENTAL EXCHANGE INC COM 29,710 6,930 3.22%
10 BOEING CO COM 46,010 6,905 3.21%
11 TD AMERITRADE HLDG CORP 185,090 6,896 3.21%
12 DANAHER CORP DEL 81,070 6,883 3.20%
13 BP Plc Sp ADR 175,370 6,859 3.19%
14 STATE STR CORP 92,884 6,830 3.18%
15 CAPITAL ONE FINL CORP 86,600 6,826 3.18%
16 Xerox Corp 529,880 6,809 3.17%
17 COMCAST CORP NEW CL A 120,070 6,780 3.16%
18 ORACLE CORP 156,180 6,739 3.14%
19 EBAY INC 116,810 6,738 3.14%
20 GILEAD SCIENCES INC COM 68,510 6,723 3.13%
21 NETEASE INC 63,475 6,684 3.11%
22 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,573 3.06%
23 Applied Materials Inc 290,310 6,549 3.05%
24 NVIDIA CORP COM 305,185 6,386 2.97%
25 NEWFIELD EXPL CO 84,686 2,972 1.38%
26 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
27 SOHU COM INC 45,050 2,403 1.12%
28 Noble Energy Inc 46,770 2,287 1.06%
29 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
30 Halliburton Co 50,800 2,229 1.04%
31 Apache Corp 35,309 2,130 0.99%
32 TRINA SOLAR LTD-SPON ADR 172,820 2,090 0.97%
33 EXXON MOBIL CORPORATION COM 24,400 2,074 0.97%
34 Occidental Petroleum Corp 28,200 2,059 0.96%
35 HESS CORP 30,143 2,046 0.95%
36 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
37 Canadian Natural Resource Ltd 66,100 2,026 0.94%
38 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
39 JA Solar Holdings Co Ltd 186,520 1,783 0.83%
40 CHESAPEAKE ENERGY CORP 124,400 1,762 0.82%
41 UNIT CORP 56,897 1,592 0.74%
42 CARRIZO OIL & GAS INC COM 30,070 1,493 0.69%
43 HELIX ENERGY SOLUTIONS GRP I 90,880 1,360 0.63%
44 CHINACACHE INTL HLDG LTD 86,500 1,027 0.48%
45 QEP RES INC 37,200 776 0.36%
46 STONE ENERGY CORP 51,800 760 0.35%
47 CANADIAN SOLAR INC 18,400 614 0.29%
48 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
49 SUNPOWER CORP 19,450 609 0.28%
50 COMPANHIA ENERGETICA DE MINA 134,304 549 0.26%
Page 1 of 2
Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 GILEAD SCIENCES INC COM 68,510 8,021 3.69%
2 PTC INC 194,190 7,966 3.66%
3 CAPITAL ONE FINL CORP 86,600 7,618 3.50%
4 Schlumberger Ltd 85,240 7,347 3.38%
5 COMCAST CORP NEW CL A 120,070 7,221 3.32%
6 STATE STR CORP 92,884 7,152 3.29%
7 CISCO SYS INC COM 259,225 7,118 3.27%
8 ROPER TECHNOLOGIES INC COM 40,840 7,043 3.24%
9 EBAY INC 116,810 7,037 3.23%
10 BP Plc Sp ADR 175,370 7,008 3.22%
11 DANAHER CORP DEL 81,070 6,939 3.19%
12 INTEL CORP COM 225,010 6,844 3.15%
13 TD AMERITRADE HLDG CORP 185,090 6,815 3.13%
14 INTERCONTINENTAL EXCHANGE INC COM 29,710 6,643 3.05%
15 BLOCK H & R INC 222,880 6,609 3.04%
16 L-3 TECHNOLOGIES INC 57,480 6,517 3.00%
17 Qualcomm Inc 103,230 6,466 2.97%
18 BOEING CO COM 46,010 6,383 2.93%
19 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,358 2.92%
20 ORACLE CORP 156,180 6,294 2.89%
21 TEGNA INC 195,890 6,282 2.89%
22 NVIDIA CORP COM 305,185 6,137 2.82%
23 NETEASE INC 39,175 5,675 2.61%
24 Xerox Corp 529,880 5,638 2.59%
25 Applied Materials Inc 290,310 5,580 2.56%
26 SOHU COM INC 53,150 3,141 1.44%
27 VALERO ENERGY CORP NEW 44,799 2,804 1.29%
28 DEVON ENERGY CORP NEW 37,600 2,237 1.03%
29 Occidental Petroleum Corp 28,200 2,193 1.01%
30 Halliburton Co 50,800 2,188 1.01%
31 NEWFIELD EXPL CO 59,486 2,149 0.99%
32 Apache Corp 35,309 2,035 0.94%
33 EXXON MOBIL CORPORATION COM 24,400 2,030 0.93%
34 HESS CORP 30,143 2,016 0.93%
35 Noble Energy Inc 46,770 1,996 0.92%
36 TRINA SOLAR LTD-SPON ADR 166,120 1,934 0.89%
37 SUNCOR ENERGY INC NEW 69,976 1,927 0.89%
38 SOUTHWESTERN ENERGY CO 82,000 1,864 0.86%
39 Canadian Natural Resource Ltd 66,100 1,794 0.82%
40 UNIT CORP 63,397 1,719 0.79%
41 JA Solar Holdings Co Ltd 196,920 1,684 0.77%
42 CHESAPEAKE ENERGY CORP 139,400 1,557 0.72%
43 CARRIZO OIL & GAS INC COM 30,070 1,481 0.68%
44 HELIX ENERGY SOLUTIONS GRP I 103,880 1,312 0.60%
45 CHINACACHE INTL HLDG LTD 86,500 1,083 0.50%
46 STONE ENERGY CORP 64,800 816 0.38%
47 QEP RES INC 37,200 689 0.32%
48 ORMAT TECHNOLOGIES INC 15,059 567 0.26%
49 JINKOSOLAR HLDG CO LTD 18,900 558 0.26%
50 SUNPOWER CORP 19,450 553 0.25%
Page 1 of 2