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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL DYNAMICS CORP 1,330 169 0.10%
2 JOHNSON & JOHNSON 1,530 163 0.09%
3 CNOOC LTD 1,540 266 0.15%
4 ILLINOIS TOOL WKS INC 1,830 154 0.09%
5 PROCTER AND GAMBLE CO 1,930 162 0.09%
6 AFLAC INC 2,450 143 0.08%
7 MERCK & CO INC 2,700 160 0.09%
8 ABBVIE INC 2,930 169 0.10%
9 CHINA MOBILE LIMITED 2,970 174 0.10%
10 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
11 MICROSOFT CORP 3,510 163 0.09%
12 COCA COLA CO 3,730 159 0.09%
13 MATTEL INC 4,310 132 0.07%
14 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
15 CANADIAN SOLAR INC 18,400 658 0.37%
16 SUNPOWER CORP 19,450 659 0.37%
17 INTERCONTINENTAL EXCHANGE IN 23,270 4,539 2.56%
18 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
19 TRIANGLE PETE CORP 25,000 275 0.16%
20 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
21 ROPER TECHNOLOGIES INC 28,940 4,234 2.39%
22 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
23 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
24 HESS CORP 34,043 3,211 1.81%
25 EXXON MOBIL CORP 34,100 3,207 1.81%
26 BOEING CO 34,490 4,393 2.48%
27 APACHE CORP 35,309 3,314 1.87%
28 QEP RES INC 37,200 1,145 0.65%
29 L-3 Communications Holdings 39,250 4,667 2.63%
30 GILEAD SCIENCES INC 42,230 4,495 2.53%
31 SCHLUMBERGER LTD 42,860 4,358 2.46%
32 SOHU COM INC COM 45,050 2,263 1.28%
33 NOBLE ENERGY INC 46,770 3,197 1.80%
34 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
35 ULTRA PETROLEUM CORP 48,500 1,128 0.64%
36 BILL BARRETT CP 48,600 1,071 0.60%
37 ENPHASE ENERGY INC 48,900 733 0.41%
38 HALLIBURTON CO 50,800 3,277 1.85%
39 Stone Energy Corp 51,800 1,624 0.92%
40 CAPITAL ONE FINL CORP 53,260 4,347 2.45%
41 DANAHER CORP DEL 56,380 4,284 2.41%
42 UNIT CORP COM 56,897 3,337 1.88%
43 NETEASE INC 58,775 5,035 2.84%
44 QUALCOMM INC 58,790 4,396 2.48%
45 STATE STR CORP 59,694 4,394 2.48%
46 VALERO ENERGY CORP NEW 71,699 3,318 1.87%
47 COMCAST CORP NEW 77,890 4,189 2.36%
48 CANADIAN NAT RES LTD 83,400 3,240 1.83%
49 NEWFIELD EXPL CO 84,686 3,139 1.77%
50 EBAY INC 84,720 4,798 2.70%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
51 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
52 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
53 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
54 CANADIAN SOLAR INC 18,400 445 0.26%
55 RENESOLA LTD 224,000 316 0.18%
56 CNOOC LTD 1,540 209 0.12%
57 ABBVIE INC 2,930 192 0.11%
58 GENERAL DYNAMICS CORP 1,330 183 0.11%
59 PROCTER AND GAMBLE CO 1,930 176 0.10%
60 CHINA MOBILE LIMITED 2,970 175 0.10%
61 ILLINOIS TOOL WKS INC 1,830 173 0.10%
62 MICROSOFT CORP 3,510 163 0.09%
63 JOHNSON & JOHNSON 1,530 160 0.09%
64 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
65 COCA COLA CO 3,730 157 0.09%
66 MERCK & CO INC 2,700 153 0.09%
67 AFLAC INC 2,450 150 0.09%
68 MATTEL INC 4,310 133 0.08%
69 TRIANGLE PETE CORP 25,000 120 0.07%
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