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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MATTEL INC 4,310 132 0.07%
2 AFLAC INC 2,450 143 0.08%
3 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
4 ILLINOIS TOOL WKS INC 1,830 154 0.09%
5 COCA COLA CO 3,730 159 0.09%
6 MERCK & CO INC 2,700 160 0.09%
7 PROCTER AND GAMBLE CO 1,930 162 0.09%
8 JOHNSON & JOHNSON 1,530 163 0.09%
9 MICROSOFT CORP 3,510 163 0.09%
10 ABBVIE INC 2,930 169 0.10%
11 GENERAL DYNAMICS CORP 1,330 169 0.10%
12 CHINA MOBILE LIMITED 2,970 174 0.10%
13 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
14 CNOOC LTD 1,540 266 0.15%
15 TRIANGLE PETE CORP 25,000 275 0.16%
16 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
17 YINGLI GREEN ENERGY HLDG CO 202,200 629 0.35%
18 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
19 CANADIAN SOLAR INC 18,400 658 0.37%
20 SUNPOWER CORP 19,450 659 0.37%
21 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
22 ENPHASE ENERGY INC 48,900 733 0.41%
23 RENESOLA LTD 249,900 750 0.42%
24 BILL BARRETT CP 48,600 1,071 0.60%
25 ULTRA PETROLEUM CORP 48,500 1,128 0.64%
26 QEP RES INC 37,200 1,145 0.65%
27 ChinaCache International Holdi 86,500 1,192 0.67%
28 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
29 STONE ENERGY CORP 51,800 1,624 0.92%
30 TRINA SOLAR ADR REPTG 50 ORD 181,020 2,185 1.23%
31 SOHU COM INC 45,050 2,263 1.28%
32 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 250,320 2,315 1.30%
33 HELIX ENERGY SOLUTIONS GRP INC COM 136,480 3,011 1.70%
34 NEWFIELD EXPL CO 84,686 3,139 1.77%
35 CHESAPEAKE ENERGY CORP 137,700 3,166 1.78%
36 SUNCOR ENERGY INC NEW 88,176 3,191 1.80%
37 NOBLE ENERGY INC 46,770 3,197 1.80%
38 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
39 EXXON MOBIL CORP 34,100 3,207 1.81%
40 HESS CORP 34,043 3,211 1.81%
41 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
42 CANADIAN NAT RES LTD 83,400 3,240 1.83%
43 HALLIBURTON CO 50,800 3,277 1.85%
44 APACHE CORP 35,309 3,314 1.87%
45 VALERO ENERGY CORP NEW 71,699 3,318 1.87%
46 UNIT CORP COM 56,897 3,337 1.88%
47 GANNETT CO. 137,150 4,069 2.29%
48 XEROX CORP 314,010 4,154 2.34%
49 BP PLC 94,620 4,159 2.34%
50 COMCAST CORP NEW 77,890 4,189 2.36%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
51 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
52 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
53 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
54 CANADIAN SOLAR INC 18,400 445 0.26%
55 RENESOLA LTD 224,000 316 0.18%
56 CNOOC LTD 1,540 209 0.12%
57 ABBVIE INC 2,930 192 0.11%
58 GENERAL DYNAMICS CORP 1,330 183 0.11%
59 PROCTER AND GAMBLE CO 1,930 176 0.10%
60 CHINA MOBILE LIMITED 2,970 175 0.10%
61 ILLINOIS TOOL WKS INC 1,830 173 0.10%
62 MICROSOFT CORP 3,510 163 0.09%
63 JOHNSON & JOHNSON 1,530 160 0.09%
64 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
65 COCA COLA CO 3,730 157 0.09%
66 MERCK & CO INC 2,700 153 0.09%
67 AFLAC INC 2,450 150 0.09%
68 MATTEL INC 4,310 133 0.08%
69 TRIANGLE PETE CORP 25,000 120 0.07%
Page 2 of 2