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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 NETEASE INC 58,775 5,035 2.84%
2 EBAY INC 84,720 4,798 2.70%
3 L-3 Communications Holdings 39,250 4,667 2.63%
4 CISCO SYS INC 183,135 4,610 2.60%
5 INTERCONTINENTAL EXCHANGE IN 23,270 4,539 2.56%
6 GILEAD SCIENCES INC 42,230 4,495 2.53%
7 BLOCK H & R INC 143,630 4,454 2.51%
8 INTEL CORP 127,530 4,441 2.50%
9 TD AMERITRADE HLDG CORP 132,360 4,417 2.49%
10 QUALCOMM INC 58,790 4,396 2.48%
11 STATE STR CORP 59,694 4,394 2.48%
12 BOEING CO 34,490 4,393 2.48%
13 SCHLUMBERGER LTD 42,860 4,358 2.46%
14 CAPITAL ONE FINL CORP 53,260 4,347 2.45%
15 PTC INC 117,770 4,346 2.45%
16 TAIWAN SEMICONDUCTOR MFG LTD 214,229 4,323 2.44%
17 DANAHER CORP DEL 56,380 4,284 2.41%
18 APPLIED MATLS INC 197,490 4,268 2.41%
19 ORACLE CORP 110,950 4,247 2.39%
20 NVIDIA CORPORATION 229,675 4,238 2.39%
21 ROPER TECHNOLOGIES INC 28,940 4,234 2.39%
22 COMCAST CORP NEW 77,890 4,189 2.36%
23 BP PLC 94,620 4,159 2.34%
24 Xerox Corp 314,010 4,154 2.34%
25 GANNETT CO. 137,150 4,069 2.29%
26 UNIT CORP COM 56,897 3,337 1.88%
27 VALERO ENERGY CORP NEW 71,699 3,318 1.87%
28 APACHE CORP 35,309 3,314 1.87%
29 HALLIBURTON CO 50,800 3,277 1.85%
30 CANADIAN NAT RES LTD 83,400 3,240 1.83%
31 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
32 HESS CORP 34,043 3,211 1.81%
33 EXXON MOBIL CORP 34,100 3,207 1.81%
34 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
35 NOBLE ENERGY INC 46,770 3,197 1.80%
36 SUNCOR ENERGY INC NEW 88,176 3,191 1.80%
37 CHESAPEAKE ENERGY CORP 137,700 3,166 1.78%
38 NEWFIELD EXPL CO 84,686 3,139 1.77%
39 HELIX ENERGY SOLUTIONS GRP I 136,480 3,011 1.70%
40 JA SOLAR HOLDINGS CO LTD 250,320 2,315 1.30%
41 SOHU COM INC COM 45,050 2,263 1.28%
42 TRINA SOLAR ADR REPTG 50 ORD 181,020 2,185 1.23%
43 Stone Energy Corp 51,800 1,624 0.92%
44 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
45 CHINACACHE INTL HLDG LTD 86,500 1,192 0.67%
46 QEP RES INC 37,200 1,145 0.65%
47 ULTRA PETROLEUM CORP 48,500 1,128 0.64%
48 BILL BARRETT CP 48,600 1,071 0.60%
49 RENESOLA LTD 249,900 750 0.42%
50 ENPHASE ENERGY INC 48,900 733 0.41%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
51 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
52 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
53 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
54 CANADIAN SOLAR INC 18,400 445 0.26%
55 RENESOLA LTD 224,000 316 0.18%
56 CNOOC LTD 1,540 209 0.12%
57 ABBVIE INC 2,930 192 0.11%
58 GENERAL DYNAMICS CORP 1,330 183 0.11%
59 PROCTER AND GAMBLE CO 1,930 176 0.10%
60 CHINA MOBILE LIMITED 2,970 175 0.10%
61 ILLINOIS TOOL WKS INC 1,830 173 0.10%
62 MICROSOFT CORP 3,510 163 0.09%
63 JOHNSON & JOHNSON 1,530 160 0.09%
64 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
65 COCA COLA CO 3,730 157 0.09%
66 MERCK & CO INC 2,700 153 0.09%
67 AFLAC INC 2,450 150 0.09%
68 MATTEL INC 4,310 133 0.08%
69 TRIANGLE PETE CORP 25,000 120 0.07%
Page 2 of 2