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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 NETEASE INC 58,775 5,035 2.84%
2 EBAY INC 84,720 4,798 2.70%
3 L-3 Communications Hldgs 39,250 4,667 2.63%
4 CISCO SYS INC 183,135 4,610 2.60%
5 INTERCONTINENTAL EXCHANGE IN 23,270 4,539 2.56%
6 GILEAD SCIENCES INC 42,230 4,495 2.53%
7 BLOCK H & R INC 143,630 4,454 2.51%
8 INTEL CORP 127,530 4,441 2.50%
9 TD AMERITRADE HLDG CORP 132,360 4,417 2.49%
10 QUALCOMM INC 58,790 4,396 2.48%
11 STATE STR CORP 59,694 4,394 2.48%
12 BOEING CO 34,490 4,393 2.48%
13 SCHLUMBERGER LTD 42,860 4,358 2.46%
14 CAPITAL ONE FINL CORP 53,260 4,347 2.45%
15 PTC INC 117,770 4,346 2.45%
16 TAIWAN SEMICONDUCTOR MFG LTD 214,229 4,323 2.44%
17 DANAHER CORP DEL 56,380 4,284 2.41%
18 APPLIED MATLS INC 197,490 4,268 2.41%
19 ORACLE CORP 110,950 4,247 2.39%
20 NVIDIA CORPORATION 229,675 4,238 2.39%
21 ROPER TECHNOLOGIES INC 28,940 4,234 2.39%
22 COMCAST CORP NEW 77,890 4,189 2.36%
23 BP PLC 94,620 4,159 2.34%
24 XEROX CORP 314,010 4,154 2.34%
25 GANNETT CO. 137,150 4,069 2.29%
26 UNIT CORP COM 56,897 3,337 1.88%
27 VALERO ENERGY CORP NEW 71,699 3,318 1.87%
28 APACHE CORP 35,309 3,314 1.87%
29 HALLIBURTON CO 50,800 3,277 1.85%
30 CANADIAN NAT RES LTD 83,400 3,240 1.83%
31 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
32 HESS CORP 34,043 3,211 1.81%
33 EXXON MOBIL CORP 34,100 3,207 1.81%
34 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
35 NOBLE ENERGY INC 46,770 3,197 1.80%
36 SUNCOR ENERGY INC NEW 88,176 3,191 1.80%
37 CHESAPEAKE ENERGY CORP 137,700 3,166 1.78%
38 NEWFIELD EXPL CO 84,686 3,139 1.77%
39 HELIX ENERGY SOLUTIONS GRP INC COM 136,480 3,011 1.70%
40 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 250,320 2,315 1.30%
41 SOHU COM INC 45,050 2,263 1.28%
42 TRINA SOLAR ADR REPTG 50 ORD 181,020 2,185 1.23%
43 STONE ENERGY CORP 51,800 1,624 0.92%
44 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
45 ChinaCache International Holdi 86,500 1,192 0.67%
46 QEP RES INC 37,200 1,145 0.65%
47 ULTRA PETROLEUM CORP 48,500 1,128 0.64%
48 BILL BARRETT CP 48,600 1,071 0.60%
49 RENESOLA LTD 249,900 750 0.42%
50 ENPHASE ENERGY INC 48,900 733 0.41%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 2,930 192 0.11%
2 AFLAC INC 2,450 150 0.09%
3 APACHE CORP 35,309 2,213 1.28%
4 APPLIED MATLS INC 212,030 5,284 3.06%
5 BLOCK H & R INC 160,840 5,417 3.14%
6 BOEING CO 38,980 5,067 2.94%
7 BP PLC 113,420 4,324 2.51%
8 CANADIAN NAT RES LTD 66,100 2,044 1.18%
9 CANADIAN SOLAR INC 18,400 445 0.26%
10 CAPITAL ONE FINL CORP 60,480 4,993 2.89%
11 CARRIZO OIL & GAS INC 30,070 1,251 0.73%
12 CHESAPEAKE ENERGY CORP 124,400 2,435 1.41%
13 CHINA MOBILE LIMITED 2,970 175 0.10%
14 CISCO SYS INC 193,195 5,373 3.11%
15 CNOOC LTD 1,540 209 0.12%
16 COCA COLA CO 3,730 157 0.09%
17 COMCAST CORP NEW 88,280 5,121 2.97%
18 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
19 ChinaCache International Holdi 86,500 795 0.46%
20 DANAHER CORP DEL 59,710 5,118 2.97%
21 DEVON ENERGY CORP NEW 37,600 2,301 1.33%
22 EBAY INC 90,990 5,106 2.96%
23 ENPHASE ENERGY INC 35,900 513 0.30%
24 EXXON MOBIL CORP 24,400 2,256 1.31%
25 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
26 GANNETT CO. 156,810 5,007 2.90%
27 GENERAL DYNAMICS CORP 1,330 183 0.11%
28 GILEAD SCIENCES INC 48,660 4,587 2.66%
29 HALLIBURTON CO 50,800 1,998 1.16%
30 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,972 1.14%
31 HESS CORP 30,143 2,225 1.29%
32 ILLINOIS TOOL WKS INC 1,830 173 0.10%
33 INTEL CORP 136,280 4,946 2.87%
34 INTERCONTINENTAL EXCHANGE IN 22,370 4,906 2.84%
35 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,526 0.88%
36 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
37 JOHNSON & JOHNSON 1,530 160 0.09%
38 L-3 Communications Hldgs 41,790 5,275 3.06%
39 MATTEL INC 4,310 133 0.08%
40 MERCK & CO INC 2,700 153 0.09%
41 MICROSOFT CORP 3,510 163 0.09%
42 NETEASE INC 58,775 5,827 3.38%
43 NEWFIELD EXPL CO 84,686 2,297 1.33%
44 NOBLE ENERGY INC 46,770 2,218 1.29%
45 NVIDIA CORPORATION 242,055 4,853 2.81%
46 OCCIDENTAL PETE CORP DEL 28,200 2,273 1.32%
47 ORACLE CORP 121,760 5,476 3.17%
48 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
49 PROCTER AND GAMBLE CO 1,930 176 0.10%
50 PTC INC 133,620 4,897 2.84%
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