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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
51 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
52 SUNPOWER CORP 19,450 659 0.37%
53 CANADIAN SOLAR INC 18,400 658 0.37%
54 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
55 YINGLI GREEN ENERGY HLDG CO 202,200 629 0.35%
56 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
57 TRIANGLE PETE CORP 25,000 275 0.16%
58 CNOOC LTD 1,540 266 0.15%
59 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
60 CHINA MOBILE LIMITED 2,970 174 0.10%
61 GENERAL DYNAMICS CORP 1,330 169 0.10%
62 ABBVIE INC 2,930 169 0.10%
63 JOHNSON & JOHNSON 1,530 163 0.09%
64 MICROSOFT CORP 3,510 163 0.09%
65 PROCTER AND GAMBLE CO 1,930 162 0.09%
66 MERCK & CO INC 2,700 160 0.09%
67 COCA COLA CO 3,730 159 0.09%
68 ILLINOIS TOOL WKS INC 1,830 154 0.09%
69 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
70 AFLAC INC 2,450 143 0.08%
71 MATTEL INC 4,310 132 0.07%
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Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 2,930 192 0.11%
2 AFLAC INC 2,450 150 0.09%
3 APACHE CORP 35,309 2,213 1.28%
4 APPLIED MATLS INC 212,030 5,284 3.06%
5 BLOCK H & R INC 160,840 5,417 3.14%
6 BOEING CO 38,980 5,067 2.94%
7 BP PLC 113,420 4,324 2.51%
8 CANADIAN NAT RES LTD 66,100 2,044 1.18%
9 CANADIAN SOLAR INC 18,400 445 0.26%
10 CAPITAL ONE FINL CORP 60,480 4,993 2.89%
11 CARRIZO OIL & GAS INC 30,070 1,251 0.73%
12 CHESAPEAKE ENERGY CORP 124,400 2,435 1.41%
13 CHINA MOBILE LIMITED 2,970 175 0.10%
14 CISCO SYS INC 193,195 5,373 3.11%
15 CNOOC LTD 1,540 209 0.12%
16 COCA COLA CO 3,730 157 0.09%
17 COMCAST CORP NEW 88,280 5,121 2.97%
18 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
19 ChinaCache International Holdi 86,500 795 0.46%
20 DANAHER CORP DEL 59,710 5,118 2.97%
21 DEVON ENERGY CORP NEW 37,600 2,301 1.33%
22 EBAY INC 90,990 5,106 2.96%
23 ENPHASE ENERGY INC 35,900 513 0.30%
24 EXXON MOBIL CORP 24,400 2,256 1.31%
25 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
26 GANNETT CO. 156,810 5,007 2.90%
27 GENERAL DYNAMICS CORP 1,330 183 0.11%
28 GILEAD SCIENCES INC 48,660 4,587 2.66%
29 HALLIBURTON CO 50,800 1,998 1.16%
30 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,972 1.14%
31 HESS CORP 30,143 2,225 1.29%
32 ILLINOIS TOOL WKS INC 1,830 173 0.10%
33 INTEL CORP 136,280 4,946 2.87%
34 INTERCONTINENTAL EXCHANGE IN 22,370 4,906 2.84%
35 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,526 0.88%
36 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
37 JOHNSON & JOHNSON 1,530 160 0.09%
38 L-3 Communications Hldgs 41,790 5,275 3.06%
39 MATTEL INC 4,310 133 0.08%
40 MERCK & CO INC 2,700 153 0.09%
41 MICROSOFT CORP 3,510 163 0.09%
42 NETEASE INC 58,775 5,827 3.38%
43 NEWFIELD EXPL CO 84,686 2,297 1.33%
44 NOBLE ENERGY INC 46,770 2,218 1.29%
45 NVIDIA CORPORATION 242,055 4,853 2.81%
46 OCCIDENTAL PETE CORP DEL 28,200 2,273 1.32%
47 ORACLE CORP 121,760 5,476 3.17%
48 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
49 PROCTER AND GAMBLE CO 1,930 176 0.10%
50 PTC INC 133,620 4,897 2.84%
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