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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
51 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
52 SUNPOWER CORP 19,450 659 0.37%
53 CANADIAN SOLAR INC 18,400 658 0.37%
54 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
55 YINGLI GREEN ENERGY HLDG CO 202,200 629 0.35%
56 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
57 TRIANGLE PETE CORP 25,000 275 0.16%
58 CNOOC LTD 1,540 266 0.15%
59 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
60 CHINA MOBILE LIMITED 2,970 174 0.10%
61 GENERAL DYNAMICS CORP 1,330 169 0.10%
62 ABBVIE INC 2,930 169 0.10%
63 JOHNSON & JOHNSON 1,530 163 0.09%
64 MICROSOFT CORP 3,510 163 0.09%
65 PROCTER AND GAMBLE CO 1,930 162 0.09%
66 MERCK & CO INC 2,700 160 0.09%
67 COCA COLA CO 3,730 159 0.09%
68 ILLINOIS TOOL WKS INC 1,830 154 0.09%
69 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
70 AFLAC INC 2,450 143 0.08%
71 MATTEL INC 4,310 132 0.07%
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Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL DYNAMICS CORP 1,330 183 0.11%
2 JOHNSON & JOHNSON 1,530 160 0.09%
3 CNOOC LTD 1,540 209 0.12%
4 ILLINOIS TOOL WKS INC 1,830 173 0.10%
5 PROCTER AND GAMBLE CO 1,930 176 0.10%
6 AFLAC INC 2,450 150 0.09%
7 MERCK & CO INC 2,700 153 0.09%
8 ABBVIE INC 2,930 192 0.11%
9 CHINA MOBILE LIMITED 2,970 175 0.10%
10 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
11 MICROSOFT CORP 3,510 163 0.09%
12 COCA COLA CO 3,730 157 0.09%
13 MATTEL INC 4,310 133 0.08%
14 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
15 CANADIAN SOLAR INC 18,400 445 0.26%
16 SUNPOWER CORP 19,450 502 0.29%
17 INTERCONTINENTAL EXCHANGE IN 22,370 4,906 2.84%
18 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
19 EXXON MOBIL CORP 24,400 2,256 1.31%
20 TRIANGLE PETE CORP 25,000 120 0.07%
21 OCCIDENTAL PETE CORP DEL 28,200 2,273 1.32%
22 CARRIZO OIL & GAS INC 30,070 1,251 0.73%
23 HESS CORP 30,143 2,225 1.29%
24 ROPER TECHNOLOGIES INC 32,470 5,077 2.94%
25 APACHE CORP 35,309 2,213 1.28%
26 ENPHASE ENERGY INC 35,900 513 0.30%
27 QEP RES INC 37,200 752 0.44%
28 DEVON ENERGY CORP NEW 37,600 2,301 1.33%
29 BOEING CO 38,980 5,067 2.94%
30 L-3 Communications Holdings 41,790 5,275 3.06%
31 VALERO ENERGY CORP NEW 44,799 2,218 1.29%
32 SOHU COM INC COM 45,050 2,396 1.39%
33 NOBLE ENERGY INC 46,770 2,218 1.29%
34 ULTRA PETROLEUM CORP 48,500 638 0.37%
35 GILEAD SCIENCES INC 48,660 4,587 2.66%
36 SCHLUMBERGER LTD 49,050 4,189 2.43%
37 HALLIBURTON CO 50,800 1,998 1.16%
38 Stone Energy Corp 51,800 874 0.51%
39 UNIT CORP COM 56,897 1,940 1.12%
40 NETEASE INC 58,775 5,827 3.38%
41 DANAHER CORP DEL 59,710 5,118 2.97%
42 CAPITAL ONE FINL CORP 60,480 4,993 2.89%
43 STATE STR CORP 63,564 4,990 2.89%
44 CANADIAN NAT RES LTD 66,100 2,044 1.18%
45 SUNCOR ENERGY INC NEW 69,976 2,223 1.29%
46 QUALCOMM INC 70,640 5,251 3.04%
47 NEWFIELD EXPL CO 84,686 2,297 1.33%
48 CHINACACHE INTL HLDG LTD 86,500 795 0.46%
49 COMCAST CORP NEW 88,280 5,121 2.97%
50 HELIX ENERGY SOLUTIONS GRP I 90,880 1,972 1.14%
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