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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
51 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
52 SUNPOWER CORP 19,450 659 0.37%
53 CANADIAN SOLAR INC 18,400 658 0.37%
54 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
55 YINGLI GREEN ENERGY HLDG CO 202,200 629 0.35%
56 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
57 TRIANGLE PETE CORP 25,000 275 0.16%
58 CNOOC LTD 1,540 266 0.15%
59 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
60 CHINA MOBILE LIMITED 2,970 174 0.10%
61 GENERAL DYNAMICS CORP 1,330 169 0.10%
62 ABBVIE INC 2,930 169 0.10%
63 JOHNSON & JOHNSON 1,530 163 0.09%
64 MICROSOFT CORP 3,510 163 0.09%
65 PROCTER AND GAMBLE CO 1,930 162 0.09%
66 MERCK & CO INC 2,700 160 0.09%
67 COCA COLA CO 3,730 159 0.09%
68 ILLINOIS TOOL WKS INC 1,830 154 0.09%
69 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
70 AFLAC INC 2,450 143 0.08%
71 MATTEL INC 4,310 132 0.07%
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Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 TRIANGLE PETE CORP 25,000 120 0.07%
2 MATTEL INC 4,310 133 0.08%
3 AFLAC INC 2,450 150 0.09%
4 MERCK & CO INC 2,700 153 0.09%
5 COCA COLA CO 3,730 157 0.09%
6 GALLAGHER ARTHUR J & CO 3,370 159 0.09%
7 JOHNSON & JOHNSON 1,530 160 0.09%
8 MICROSOFT CORP 3,510 163 0.09%
9 ILLINOIS TOOL WKS INC 1,830 173 0.10%
10 CHINA MOBILE LIMITED 2,970 175 0.10%
11 PROCTER AND GAMBLE CO 1,930 176 0.10%
12 GENERAL DYNAMICS CORP 1,330 183 0.11%
13 ABBVIE INC 2,930 192 0.11%
14 CNOOC LTD 1,540 209 0.12%
15 RENESOLA LTD 224,000 316 0.18%
16 CANADIAN SOLAR INC 18,400 445 0.26%
17 ORMAT TECHNOLOGIES INC 16,959 461 0.27%
18 JINKOSOLAR HLDG CO LTD 23,800 469 0.27%
19 COMPANHIA ENERGETICA DE MINA 94,904 472 0.27%
20 YINGLI GREEN ENERGY HLDG CO 202,200 475 0.28%
21 SUNPOWER CORP 19,450 502 0.29%
22 ENPHASE ENERGY INC 35,900 513 0.30%
23 ULTRA PETROLEUM CORP 48,500 638 0.37%
24 QEP RES INC 37,200 752 0.44%
25 ChinaCache International Holdi 86,500 795 0.46%
26 STONE ENERGY CORP 51,800 874 0.51%
27 CARRIZO OIL & GAS INC 30,070 1,251 0.73%
28 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,526 0.88%
29 TRINA SOLAR ADR REPTG 50 ORD 172,820 1,600 0.93%
30 UNIT CORP COM 56,897 1,940 1.12%
31 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,972 1.14%
32 HALLIBURTON CO 50,800 1,998 1.16%
33 CANADIAN NAT RES LTD 66,100 2,044 1.18%
34 APACHE CORP 35,309 2,213 1.28%
35 VALERO ENERGY CORP NEW 44,799 2,218 1.29%
36 NOBLE ENERGY INC 46,770 2,218 1.29%
37 SUNCOR ENERGY INC NEW 69,976 2,223 1.29%
38 HESS CORP 30,143 2,225 1.29%
39 EXXON MOBIL CORP 24,400 2,256 1.31%
40 OCCIDENTAL PETE CORP DEL 28,200 2,273 1.32%
41 NEWFIELD EXPL CO 84,686 2,297 1.33%
42 DEVON ENERGY CORP NEW 37,600 2,301 1.33%
43 SOHU COM INC 45,050 2,396 1.39%
44 CHESAPEAKE ENERGY CORP 124,400 2,435 1.41%
45 SCHLUMBERGER LTD 49,050 4,189 2.43%
46 BP PLC 113,420 4,324 2.51%
47 GILEAD SCIENCES INC 48,660 4,587 2.66%
48 NVIDIA CORPORATION 242,055 4,853 2.81%
49 PTC INC 133,620 4,897 2.84%
50 INTERCONTINENTAL EXCHANGE IN 22,370 4,906 2.84%
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