Dark
Light
System
Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001409765-15-000001) filed in 2015.01.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MATTEL INC 4,310 132 0.07%
2 AFLAC INC 2,450 143 0.08%
3 GALLAGHER ARTHUR J & CO 3,370 153 0.09%
4 ILLINOIS TOOL WKS INC 1,830 154 0.09%
5 COCA COLA CO 3,730 159 0.09%
6 MERCK & CO INC 2,700 160 0.09%
7 PROCTER AND GAMBLE CO 1,930 162 0.09%
8 JOHNSON & JOHNSON 1,530 163 0.09%
9 MICROSOFT CORP 3,510 163 0.09%
10 ABBVIE INC 2,930 169 0.10%
11 GENERAL DYNAMICS CORP 1,330 169 0.10%
12 CHINA MOBILE LIMITED 2,970 174 0.10%
13 SEVENTY SEVEN ENERGY INC - escrow shares 8,042 191 0.11%
14 CNOOC LTD 1,540 266 0.15%
15 TRIANGLE PETE CORP 25,000 275 0.16%
16 COMPANHIA ENERGETICA DE MINA 85,304 531 0.30%
17 YINGLI GREEN ENERGY HLDG CO 202,200 629 0.35%
18 JINKOSOLAR HLDG CO LTD 23,800 654 0.37%
19 CANADIAN SOLAR INC 18,400 658 0.37%
20 SUNPOWER CORP 19,450 659 0.37%
21 ORMAT TECHNOLOGIES INC 27,759 729 0.41%
22 ENPHASE ENERGY INC 48,900 733 0.41%
23 RENESOLA LTD 249,900 750 0.42%
24 BILL BARRETT CP 48,600 1,071 0.60%
25 ULTRA PETROLEUM CORP 48,500 1,128 0.64%
26 QEP RES INC 37,200 1,145 0.65%
27 ChinaCache International Holdi 86,500 1,192 0.67%
28 CARRIZO OIL & GAS INC 30,070 1,618 0.91%
29 STONE ENERGY CORP 51,800 1,624 0.92%
30 TRINA SOLAR ADR REPTG 50 ORD 181,020 2,185 1.23%
31 SOHU COM INC 45,050 2,263 1.28%
32 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 250,320 2,315 1.30%
33 HELIX ENERGY SOLUTIONS GRP INC COM 136,480 3,011 1.70%
34 NEWFIELD EXPL CO 84,686 3,139 1.77%
35 CHESAPEAKE ENERGY CORP 137,700 3,166 1.78%
36 SUNCOR ENERGY INC NEW 88,176 3,191 1.80%
37 NOBLE ENERGY INC 46,770 3,197 1.80%
38 DEVON ENERGY CORP NEW 47,000 3,204 1.81%
39 EXXON MOBIL CORP 34,100 3,207 1.81%
40 HESS CORP 34,043 3,211 1.81%
41 OCCIDENTAL PETE CORP DEL 33,600 3,231 1.82%
42 CANADIAN NAT RES LTD 83,400 3,240 1.83%
43 HALLIBURTON CO 50,800 3,277 1.85%
44 APACHE CORP 35,309 3,314 1.87%
45 VALERO ENERGY CORP NEW 71,699 3,318 1.87%
46 UNIT CORP COM 56,897 3,337 1.88%
47 GANNETT CO. 137,150 4,069 2.29%
48 XEROX CORP 314,010 4,154 2.34%
49 BP PLC 94,620 4,159 2.34%
50 COMCAST CORP NEW 77,890 4,189 2.36%
Page 1 of 2
Restatement filing (0001409661-15-000003) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 NETEASE INC 58,775 5,827 3.38%
2 ORACLE CORP 121,760 5,476 3.17%
3 BLOCK H & R INC 160,840 5,417 3.14%
4 CISCO SYS INC 193,195 5,373 3.11%
5 APPLIED MATLS INC 212,030 5,284 3.06%
6 L-3 Communications Hldgs 41,790 5,275 3.06%
7 QUALCOMM INC 70,640 5,251 3.04%
8 COMCAST CORP NEW 88,280 5,121 2.97%
9 DANAHER CORP DEL 59,710 5,118 2.97%
10 EBAY INC 90,990 5,106 2.96%
11 ROPER TECHNOLOGIES INC 32,470 5,077 2.94%
12 BOEING CO 38,980 5,067 2.94%
13 TAIWAN SEMICONDUCTOR MFG LTD 225,079 5,037 2.92%
14 TD AMERITRADE HLDG CORP 140,380 5,023 2.91%
15 GANNETT CO. 156,810 5,007 2.90%
16 CAPITAL ONE FINL CORP 60,480 4,993 2.89%
17 STATE STR CORP 63,564 4,990 2.89%
18 XEROX CORP 358,400 4,967 2.88%
19 INTEL CORP 136,280 4,946 2.87%
20 INTERCONTINENTAL EXCHANGE IN 22,370 4,906 2.84%
21 PTC INC 133,620 4,897 2.84%
22 NVIDIA CORPORATION 242,055 4,853 2.81%
23 GILEAD SCIENCES INC 48,660 4,587 2.66%
24 BP PLC 113,420 4,324 2.51%
25 SCHLUMBERGER LTD 49,050 4,189 2.43%
26 CHESAPEAKE ENERGY CORP 124,400 2,435 1.41%
27 SOHU COM INC 45,050 2,396 1.39%
28 DEVON ENERGY CORP NEW 37,600 2,301 1.33%
29 NEWFIELD EXPL CO 84,686 2,297 1.33%
30 OCCIDENTAL PETE CORP DEL 28,200 2,273 1.32%
31 EXXON MOBIL CORP 24,400 2,256 1.31%
32 HESS CORP 30,143 2,225 1.29%
33 SUNCOR ENERGY INC NEW 69,976 2,223 1.29%
34 VALERO ENERGY CORP NEW 44,799 2,218 1.29%
35 NOBLE ENERGY INC 46,770 2,218 1.29%
36 APACHE CORP 35,309 2,213 1.28%
37 CANADIAN NAT RES LTD 66,100 2,044 1.18%
38 HALLIBURTON CO 50,800 1,998 1.16%
39 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,972 1.14%
40 UNIT CORP COM 56,897 1,940 1.12%
41 TRINA SOLAR ADR REPTG 50 ORD 172,820 1,600 0.93%
42 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,526 0.88%
43 CARRIZO OIL & GAS INC 30,070 1,251 0.73%
44 STONE ENERGY CORP 51,800 874 0.51%
45 ChinaCache International Holdi 86,500 795 0.46%
46 QEP RES INC 37,200 752 0.44%
47 ULTRA PETROLEUM CORP 48,500 638 0.37%
48 ENPHASE ENERGY INC 35,900 513 0.30%
49 SUNPOWER CORP 19,450 502 0.29%
50 YINGLI GREEN ENERGY HLDG CO 202,200 475 0.28%
Page 1 of 2