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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 69 holdings with a total value of $217,573,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 TRIANGLE PETE CORP 25,000 126,000 0.06%
2 YINGLI GREEN ENERGY HLDG CO 215,100 265,000 0.12%
3 CHINA MOBILE LIMITED 4,340 278,000 0.13%
4 JOHNSON & JOHNSON 3,070 299,000 0.14%
5 MERCK & CO INC 5,450 310,000 0.14%
6 COCA COLA CO 8,060 316,000 0.15%
7 ILLINOIS TOOL WKS INC 3,460 318,000 0.15%
8 MATTEL INC 12,360 318,000 0.15%
9 AFLAC INC 5,120 318,000 0.15%
10 GALLAGHER ARTHUR J & CO 6,750 319,000 0.15%
11 PROCTER AND GAMBLE CO 4,100 321,000 0.15%
12 ABBVIE INC 4,790 322,000 0.15%
13 MICROSOFT CORP 7,380 326,000 0.15%
14 GENERAL DYNAMICS CORP 2,310 327,000 0.15%
15 CNOOC LTD 2,750 390,000 0.18%
16 ENPHASE ENERGY INC 55,700 424,000 0.19%
17 COMPANHIA ENERGETICA DE MINA 134,304 512,000 0.24%
18 RENESOLA LTD 379,300 520,000 0.24%
19 CANADIAN SOLAR INC 18,400 526,000 0.24%
20 SUNPOWER CORP 19,450 553,000 0.25%
21 JINKOSOLAR HLDG CO LTD 18,900 558,000 0.26%
22 ORMAT TECHNOLOGIES INC 15,059 567,000 0.26%
23 QEP RES INC 37,200 689,000 0.32%
24 STONE ENERGY CORP 64,800 816,000 0.38%
25 ChinaCache International Holdi 86,500 1,083,000 0.50%
26 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 1,312,000 0.60%
27 CARRIZO OIL & GAS INC 30,070 1,481,000 0.68%
28 CHESAPEAKE ENERGY CORP 139,400 1,557,000 0.72%
29 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 196,920 1,684,000 0.77%
30 UNIT CORP COM 63,397 1,719,000 0.79%
31 CANADIAN NAT RES LTD 66,100 1,794,000 0.82%
32 SOUTHWESTERN ENERGY CO 82,000 1,864,000 0.86%
33 SUNCOR ENERGY INC NEW 69,976 1,927,000 0.89%
34 TRINA SOLAR ADR REPTG 50 ORD 166,120 1,934,000 0.89%
35 NOBLE ENERGY INC 46,770 1,996,000 0.92%
36 HESS CORP 30,143 2,016,000 0.93%
37 EXXON MOBIL CORP 24,400 2,030,000 0.93%
38 APACHE CORP 35,309 2,035,000 0.94%
39 NEWFIELD EXPL CO 59,486 2,149,000 0.99%
40 HALLIBURTON CO 50,800 2,188,000 1.01%
41 OCCIDENTAL PETE CORP DEL 28,200 2,193,000 1.01%
42 DEVON ENERGY CORP NEW 37,600 2,237,000 1.03%
43 VALERO ENERGY CORP NEW 44,799 2,804,000 1.29%
44 SOHU COM INC 53,150 3,141,000 1.44%
45 APPLIED MATLS INC 290,310 5,580,000 2.56%
46 XEROX CORP 529,880 5,638,000 2.59%
47 NETEASE INC 39,175 5,675,000 2.61%
48 NVIDIA CORPORATION 305,185 6,137,000 2.82%
49 TEGNA INC 195,890 6,282,000 2.89%
50 ORACLE CORP 156,180 6,294,000 2.89%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001409765-15-000007, filed 2015.07.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.