| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 7,260,787 | 8,931,000 | 24.92% | ||
| 2 | TB Partners GP LTD | 5,200,000 | 6,396,000 | 17.84% | ||
| 3 | DnB Asset Management AS | 3,509,605 | 4,316,814 | 12.04% | ||
| 4 | Invesco Ltd. | 2,867,464 | 3,527,000 | 9.84% | ||
| 5 | TB Alternative Assets Ltd. | 787,411 | 969,000 | 2.70% | ||
| 6 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 730,300 | 898,000 | 2.51% | ||
| 7 | PROFUND ADVISORS LLC | 627,102 | 771,000 | 2.15% | ||
| 8 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 610,305 | 751,000 | 2.10% | ||
| 9 | EDMOND DE ROTHSCHILD HOLDING S.A. | 600,000 | 738,000 | 2.06% | ||
| 10 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 600,000 | 738,000 | 2.06% | ||
| 11 | D. E. Shaw & Co., Inc. | 438,065 | 539,000 | 1.50% | ||
| 12 | CREDIT SUISSE AG/ | 418,334 | 514,000 | 1.43% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 406,600 | 512,000 | 1.43% | Put | |
| 14 | UBS Group AG | 416,219 | 512,000 | 1.43% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 401,125 | 493,000 | 1.38% | ||
| 16 | BlackRock Group LTD | 332,418 | 409,000 | 1.14% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 328,884 | 405,000 | 1.13% | ||
| 18 | DEUTSCHE BANK AG\ | 297,860 | 366,000 | 1.02% | ||
| 19 | Aperio Group, LLC | 293,015 | 360,000 | 1.00% | ||
| 20 | STATE STREET CORP | 276,043 | 339,000 | 0.95% | ||
| 21 | MILLENNIUM MANAGEMENT LLC | 250,000 | 308,000 | 0.86% | Call | |
| 22 | MORGAN STANLEY | 247,124 | 305,000 | 0.85% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 561 | 289,000 | 0.81% | Put | |
| 24 | BlackRock Fund Advisors | 228,978 | 282,000 | 0.79% | ||
| 25 | Guinness Atkinson Asset Management Inc | 215,100 | 265,000 | 0.74% | ||
| 26 | FIRST TRUST ADVISORS LP | 141,377 | 174,000 | 0.49% | ||
| 27 | VAN ECK ASSOCIATES CORP | 135,080 | 166,000 | 0.46% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 123,500 | 156,000 | 0.44% | Call | |
| 29 | GROUP ONE TRADING LLC | 121,710 | 150,000 | 0.42% | ||
| 30 | SG Americas Securities, LLC | 89,367 | 110,000 | 0.31% | ||
| 31 | Legal & General Group Plc | 88,270 | 109,000 | 0.30% | ||
| 32 | Guinness Asset Management LTD | 83,320 | 102,000 | 0.28% | ||
| 33 | GOLDMAN SACHS GROUP INC | 81,354 | 100,000 | 0.28% | ||
| 34 | KBC Group NV | 76,068 | 94,000 | 0.26% | ||
| 35 | Creative Planning | 61,910 | 76,000 | 0.21% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 52,550 | 64,000 | 0.18% | ||
| 37 | GOLDMAN SACHS GROUP INC | 47,000 | 58,000 | 0.16% | Call | |
| 38 | UBS Group AG | 45,800 | 56,000 | 0.16% | Put | |
| 39 | CITIGROUP INC | 39,200 | 48,000 | 0.13% | Call | |
| 40 | CITIGROUP INC | 37,513 | 47,000 | 0.13% | ||
| 41 | Virtu KCG Holdings LLC | 31,598 | 39,000 | 0.11% | ||
| 42 | BARCLAYS PLC | 36,400 | 36,000 | 0.10% | Call | |
| 43 | GOLDMAN SACHS GROUP INC | 28,600 | 35,000 | 0.10% | Put | |
| 44 | BARCLAYS PLC | 32,697 | 33,000 | 0.09% | ||
| 45 | GEODE CAPITAL MANAGEMENT, LLC | 25,724 | 31,000 | 0.09% | ||
| 46 | Cubist Systematic Strategies, LLC | 23,403 | 29,000 | 0.08% | ||
| 47 | Firsthand Capital Management, Inc. | 20,000 | 25,000 | 0.07% | ||
| 48 | Airain ltd | 17,317 | 21,000 | 0.06% | ||
| 49 | MILLENNIUM MANAGEMENT LLC | 15,254 | 19,000 | 0.05% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,550 | 19,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
