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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 L-3 Communications Hldgs 57,010 7,171 3.34%
2 QUALCOMM INC 102,670 7,119 3.31%
3 SCHLUMBERGER LTD 85,240 7,112 3.31%
4 CISCO SYS INC 258,005 7,101 3.30%
5 BLOCK H & R INC 220,810 7,081 3.30%
6 INTEL CORP 225,010 7,036 3.27%
7 ROPER TECHNOLOGIES INC 40,840 7,024 3.27%
8 PTC INC 194,190 7,024 3.27%
9 INTERCONTINENTAL EXCHANGE IN 29,710 6,930 3.22%
10 BOEING CO 46,010 6,905 3.21%
11 TD AMERITRADE HLDG CORP 185,090 6,896 3.21%
12 DANAHER CORP DEL 81,070 6,883 3.20%
13 BP PLC 175,370 6,859 3.19%
14 STATE STR CORP 92,884 6,830 3.18%
15 CAPITAL ONE FINL CORP 86,600 6,826 3.18%
16 XEROX CORP 529,880 6,809 3.17%
17 COMCAST CORP NEW 120,070 6,780 3.16%
18 ORACLE CORP 156,180 6,739 3.14%
19 EBAY INC 116,810 6,738 3.14%
20 GILEAD SCIENCES INC 68,510 6,723 3.13%
21 NETEASE INC 63,475 6,684 3.11%
22 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,573 3.06%
23 APPLIED MATLS INC 290,310 6,549 3.05%
24 NVIDIA CORPORATION 305,185 6,386 2.97%
25 NEWFIELD EXPL CO 84,686 2,972 1.38%
26 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
27 SOHU COM INC 45,050 2,403 1.12%
28 NOBLE ENERGY INC 46,770 2,287 1.06%
29 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
30 HALLIBURTON CO 50,800 2,229 1.04%
31 APACHE CORP 35,309 2,130 0.99%
32 TRINA SOLAR ADR REPTG 50 ORD 172,820 2,090 0.97%
33 EXXON MOBIL CORP 24,400 2,074 0.97%
34 OCCIDENTAL PETE CORP DEL 28,200 2,059 0.96%
35 HESS CORP 30,143 2,046 0.95%
36 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
37 CANADIAN NAT RES LTD 66,100 2,026 0.94%
38 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
39 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,783 0.83%
40 CHESAPEAKE ENERGY CORP 124,400 1,762 0.82%
41 UNIT CORP COM 56,897 1,592 0.74%
42 CARRIZO OIL & GAS INC 30,070 1,493 0.69%
43 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,360 0.63%
44 ChinaCache International Holdi 86,500 1,027 0.48%
45 QEP RES INC 37,200 776 0.36%
46 STONE ENERGY CORP 51,800 760 0.35%
47 CANADIAN SOLAR INC 18,400 614 0.29%
48 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
49 SUNPOWER CORP 19,450 609 0.28%
50 COMPANHIA ENERGETICA DE MINA 134,304 549 0.26%
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Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL DYNAMICS CORP 2,310 327 0.15%
2 CNOOC LTD 2,750 390 0.18%
3 JOHNSON & JOHNSON 3,070 299 0.14%
4 ILLINOIS TOOL WKS INC 3,460 318 0.15%
5 PROCTER AND GAMBLE CO 4,100 321 0.15%
6 CHINA MOBILE LIMITED 4,340 278 0.13%
7 ABBVIE INC 4,790 322 0.15%
8 AFLAC INC 5,120 318 0.15%
9 MERCK & CO INC 5,450 310 0.14%
10 GALLAGHER ARTHUR J & CO 6,750 319 0.15%
11 MICROSOFT CORP 7,380 326 0.15%
12 COCA COLA CO 8,060 316 0.15%
13 MATTEL INC 12,360 318 0.15%
14 ORMAT TECHNOLOGIES INC 15,059 567 0.26%
15 CANADIAN SOLAR INC 18,400 526 0.24%
16 JINKOSOLAR HLDG CO LTD 18,900 558 0.26%
17 SUNPOWER CORP 19,450 553 0.25%
18 EXXON MOBIL CORP 24,400 2,030 0.93%
19 TRIANGLE PETE CORP 25,000 126 0.06%
20 OCCIDENTAL PETE CORP DEL 28,200 2,193 1.01%
21 INTERCONTINENTAL EXCHANGE IN 29,710 6,643 3.05%
22 CARRIZO OIL & GAS INC 30,070 1,481 0.68%
23 HESS CORP 30,143 2,016 0.93%
24 APACHE CORP 35,309 2,035 0.94%
25 QEP RES INC 37,200 689 0.32%
26 DEVON ENERGY CORP NEW 37,600 2,237 1.03%
27 NETEASE INC 39,175 5,675 2.61%
28 ROPER TECHNOLOGIES INC 40,840 7,043 3.24%
29 VALERO ENERGY CORP NEW 44,799 2,804 1.29%
30 BOEING CO 46,010 6,383 2.93%
31 NOBLE ENERGY INC 46,770 1,996 0.92%
32 HALLIBURTON CO 50,800 2,188 1.01%
33 SOHU COM INC 53,150 3,141 1.44%
34 ENPHASE ENERGY INC 55,700 424 0.19%
35 L-3 Communications Hldgs 57,480 6,517 3.00%
36 NEWFIELD EXPL CO 59,486 2,149 0.99%
37 UNIT CORP COM 63,397 1,719 0.79%
38 STONE ENERGY CORP 64,800 816 0.38%
39 CANADIAN NAT RES LTD 66,100 1,794 0.82%
40 GILEAD SCIENCES INC 68,510 8,021 3.69%
41 SUNCOR ENERGY INC NEW 69,976 1,927 0.89%
42 DANAHER CORP DEL 81,070 6,939 3.19%
43 SOUTHWESTERN ENERGY CO 82,000 1,864 0.86%
44 SCHLUMBERGER LTD 85,240 7,347 3.38%
45 ChinaCache International Holdi 86,500 1,083 0.50%
46 CAPITAL ONE FINL CORP 86,600 7,618 3.50%
47 STATE STR CORP 92,884 7,152 3.29%
48 QUALCOMM INC 103,230 6,466 2.97%
49 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 1,312 0.60%
50 EBAY INC 116,810 7,037 3.23%
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