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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001409765-16-000017) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 4,140 261 0.16%
2 AFLAC INC 6,380 458 0.28%
3 ALPHABET INC 6,490 5,218 3.24%
4 APACHE CORP 29,909 1,910 1.19%
5 APPLIED MATLS INC 197,710 5,961 3.70%
6 BLOCK H & R INC 165,650 3,835 2.38%
7 BOEING CO 41,940 5,525 3.43%
8 CA INC 7,740 256 0.16%
9 CANADIAN NAT RES LTD 53,400 1,707 1.06%
10 CANADIAN SOLAR INC 33,800 464 0.29%
11 CARRIZO OIL & GAS INC 30,070 1,221 0.76%
12 CHEVRON CORP NEW 15,800 1,626 1.01%
13 CISCO SYS INC 180,845 5,737 3.57%
14 CME GROUP INC 2,560 268 0.17%
15 COCA COLA CO 5,640 239 0.15%
16 COGNIZANT TECHNOLOGY SOLUTIO 77,880 3,716 2.31%
17 COMCAST CORP NEW 86,810 5,759 3.58%
18 COMPANHIA ENERGETICA DE MINA 158,104 409 0.25%
19 CONOCOPHILLIPS 37,000 1,608 1.00%
20 DANAHER CORP DEL 59,520 4,666 2.90%
21 DEVON ENERGY CORP NEW 39,000 1,720 1.07%
22 ENPHASE ENERGY INC 208,900 247 0.15%
23 EXXON MOBIL CORP 17,000 1,484 0.92%
24 FIRST SOLAR INC 11,000 434 0.27%
25 FORTIVE CORP 29,760 1,515 0.94%
26 GALLAGHER ARTHUR J & CO 5,120 260 0.16%
27 GENERAL DYNAMICS CORP 1,820 282 0.18%
28 GILEAD SCIENCES INC 55,510 4,392 2.73%
29 HALLIBURTON CO 38,500 1,728 1.07%
30 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 845 0.53%
31 HESS CORP 29,543 1,584 0.98%
32 ILLINOIS TOOL WKS INC 2,200 264 0.16%
33 IMPERIAL OIL LTD 51,401 1,608 1.00%
34 INTEL CORP 164,600 6,214 3.86%
35 INTERCONTINENTAL EXCHANGE IN 19,730 5,314 3.30%
36 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 133,002 799 0.50%
37 JINKOSOLAR HLDG CO LTD 25,400 401 0.25%
38 JOHNSON & JOHNSON 1,990 235 0.15%
39 MATTEL INC 7,650 232 0.14%
40 MERCK & CO INC 4,430 276 0.17%
41 MICROSOFT CORP 4,430 255 0.16%
42 NETEASE INC 16,775 4,039 2.51%
43 NEWFIELD EXPL CO 37,386 1,625 1.01%
44 NOBLE ENERGY INC 45,070 1,611 1.00%
45 NVIDIA CORPORATION 97,535 6,683 4.15%
46 OCCIDENTAL PETE CORP DEL 21,100 1,539 0.96%
47 ORACLE CORP 143,130 5,622 3.49%
48 ORMAT TECHNOLOGIES INC 8,159 395 0.25%
49 PAYPAL HLDGS INC 136,750 5,603 3.48%
50 PROCTER AND GAMBLE CO 3,010 270 0.17%
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