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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001409765-16-000017) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 TEVA PHARMACEUTICAL INDS LTD 4,570 210 0.13%
2 MATTEL INC 7,650 232 0.14%
3 JOHNSON & JOHNSON 1,990 235 0.15%
4 COCA COLA CO 5,640 239 0.15%
5 UNITED TECHNOLOGIES CORP 2,360 240 0.15%
6 ENPHASE ENERGY INC 208,900 247 0.15%
7 WAL-MART STORES INC 3,440 248 0.15%
8 MICROSOFT CORP 4,430 255 0.16%
9 CA INC 7,740 256 0.16%
10 GALLAGHER ARTHUR J & CO 5,120 260 0.16%
11 ABBVIE INC 4,140 261 0.16%
12 ILLINOIS TOOL WKS INC 2,200 264 0.16%
13 CME GROUP INC 2,560 268 0.17%
14 PROCTER AND GAMBLE CO 3,010 270 0.17%
15 MERCK & CO INC 4,430 276 0.17%
16 GENERAL DYNAMICS CORP 1,820 282 0.18%
17 ORMAT TECHNOLOGIES INC 8,159 395 0.25%
18 JINKOSOLAR HLDG CO LTD 25,400 401 0.25%
19 COMPANHIA ENERGETICA DE MINA 158,104 409 0.25%
20 FIRST SOLAR INC 11,000 434 0.27%
21 AFLAC INC 6,380 458 0.28%
22 CANADIAN SOLAR INC 33,800 464 0.29%
23 SOLAREDGE TECHNOLOGIES INC 27,400 472 0.29%
24 TRINA SOLAR ADR REPTG 50 ORD 63,603 651 0.40%
25 SUNPOWER CORP 78,450 700 0.44%
26 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 133,002 799 0.50%
27 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 845 0.53%
28 UNIT CORP COM 63,397 1,179 0.73%
29 CARRIZO OIL & GAS INC 30,070 1,221 0.76%
30 QEP RES INC 63,200 1,234 0.77%
31 VALERO ENERGY CORP NEW 25,969 1,376 0.86%
32 EXXON MOBIL CORP 17,000 1,484 0.92%
33 FORTIVE CORP 29,760 1,515 0.94%
34 OCCIDENTAL PETE CORP DEL 21,100 1,539 0.96%
35 SUNCOR ENERGY INC NEW 56,876 1,579 0.98%
36 HESS CORP 29,543 1,584 0.98%
37 IMPERIAL OIL LTD 51,401 1,608 1.00%
38 CONOCOPHILLIPS 37,000 1,608 1.00%
39 NOBLE ENERGY INC 45,070 1,611 1.00%
40 NEWFIELD EXPL CO 37,386 1,625 1.01%
41 CHEVRON CORP NEW 15,800 1,626 1.01%
42 CANADIAN NAT RES LTD 53,400 1,707 1.06%
43 DEVON ENERGY CORP NEW 39,000 1,720 1.07%
44 HALLIBURTON CO 38,500 1,728 1.07%
45 APACHE CORP 29,909 1,910 1.19%
46 VERIFONE SYS INC 213,610 3,362 2.09%
47 COGNIZANT TECHNOLOGY SOLUTIO 77,880 3,716 2.31%
48 BLOCK H & R INC 165,650 3,835 2.38%
49 NETEASE INC 16,775 4,039 2.51%
50 WISDOMTREE INVTS INC 425,940 4,383 2.72%
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