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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001409765-16-000017) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 WISDOMTREE INVTS INC 425,940 4,383 2.72%
2 WAL-MART STORES INC 3,440 248 0.15%
3 VERIFONE SYS INC 213,610 3,362 2.09%
4 VALERO ENERGY CORP NEW 25,969 1,376 0.86%
5 UNITED TECHNOLOGIES CORP 2,360 240 0.15%
6 UNIT CORP COM 63,397 1,179 0.73%
7 TRINA SOLAR ADR REPTG 50 ORD 63,603 651 0.40%
8 TEVA PHARMACEUTICAL INDS LTD 4,570 210 0.13%
9 TEGNA INC 209,530 4,580 2.85%
10 TAIWAN SEMICONDUCTOR MFG LTD 218,869 6,695 4.16%
11 SUNPOWER CORP 78,450 700 0.44%
12 SUNCOR ENERGY INC NEW 56,876 1,579 0.98%
13 STATE STR CORP 92,134 6,415 3.99%
14 SOLAREDGE TECHNOLOGIES INC 27,400 472 0.29%
15 SCHLUMBERGER LTD 88,680 6,974 4.33%
16 ROPER TECHNOLOGIES INC 28,190 5,144 3.20%
17 QUALCOMM INC 104,330 7,147 4.44%
18 QEP RES INC 63,200 1,234 0.77%
19 PROCTER AND GAMBLE CO 3,010 270 0.17%
20 PAYPAL HLDGS INC 136,750 5,603 3.48%
21 ORMAT TECHNOLOGIES INC 8,159 395 0.25%
22 ORACLE CORP 143,130 5,622 3.49%
23 OCCIDENTAL PETE CORP DEL 21,100 1,539 0.96%
24 NVIDIA CORPORATION 97,535 6,683 4.15%
25 NOBLE ENERGY INC 45,070 1,611 1.00%
26 NEWFIELD EXPL CO 37,386 1,625 1.01%
27 NETEASE INC 16,775 4,039 2.51%
28 MICROSOFT CORP 4,430 255 0.16%
29 MERCK & CO INC 4,430 276 0.17%
30 MATTEL INC 7,650 232 0.14%
31 JOHNSON & JOHNSON 1,990 235 0.15%
32 JINKOSOLAR HLDG CO LTD 25,400 401 0.25%
33 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 133,002 799 0.50%
34 INTERCONTINENTAL EXCHANGE IN 19,730 5,314 3.30%
35 INTEL CORP 164,600 6,214 3.86%
36 IMPERIAL OIL LTD 51,401 1,608 1.00%
37 ILLINOIS TOOL WKS INC 2,200 264 0.16%
38 HESS CORP 29,543 1,584 0.98%
39 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 845 0.53%
40 HALLIBURTON CO 38,500 1,728 1.07%
41 GILEAD SCIENCES INC 55,510 4,392 2.73%
42 GENERAL DYNAMICS CORP 1,820 282 0.18%
43 GALLAGHER ARTHUR J & CO 5,120 260 0.16%
44 FORTIVE CORP 29,760 1,515 0.94%
45 FIRST SOLAR INC 11,000 434 0.27%
46 EXXON MOBIL CORP 17,000 1,484 0.92%
47 ENPHASE ENERGY INC 208,900 247 0.15%
48 DEVON ENERGY CORP NEW 39,000 1,720 1.07%
49 DANAHER CORP DEL 59,520 4,666 2.90%
50 CONOCOPHILLIPS 37,000 1,608 1.00%
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