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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000950123-15-010739) filed in 2015.11.04
#
Name
Shares
Value ($)
%
Options
Notes
1 NEXPRISE INC 1 0 0.00%
2 VISTEON CORP COM 1 0 0.00%
3 NA PALLADIUM LTD 1 0 0.00%
4 N.A. PALLADIUM 15RTS 1 0 0.00%
5 OMDA OIL & GAS INC 1 0 0.00%
6 LUMENTUM HLDGS INC COM 1 0 0.00%
7 COEUR MNG INC 1 0 0.00% Call
8 LASERSIGHT INC 2 0 0.00%
9 Proshs Ultrashrt S&P 2 0 0.00% Call
10 MICROSOFT CORP 2 0 0.00% Call
11 LIBERTY GLOBAL PLC 3 0 0.00%
12 FREEPORT-MCMORAN INC 3 0 0.00% Call
13 INTERPUBLIC GROUP COS INC 3 0 0.00%
14 TELEFONICA BRASIL SA 3 0 0.00%
15 APPLIED MATLS INC 3 0 0.00%
16 WHITE MOUNTAINS INSURANCE GRP LTD 4 3 0.00%
17 NORDIC AMERICAN OFFSHORE LTD 4 0 0.00%
18 COGNEX CORP 4 0 0.00% Call
19 QUALCOMM INC 5 0 0.00% Call
20 TRANS GLOBAL GROUP INC 5 0 0.00%
21 GENER8 MARTIME INC 17WT 5 0 0.00%
22 DEGA TECH INC 5 0 0.00%
23 IONIS PHARMACEUTICAL 5 11 0.00% Call
24 Arkema SA 5 0 0.00%
25 CHIPOTLE MEXICAN GRILL INC 7 5 0.00%
26 CNO FINL GROUP INC 7 0 0.00%
27 TEL OFFSHORE TRUST UBI 7 0 0.00%
28 VIAVI SOLUTIONS INC 7 0 0.00%
29 Vaneck Vectors Gold 7 0 0.00% Call
30 Pentair plc 8 0 0.00%
31 PRICELINE GRP INC 8 10 0.00%
32 IONIS PHARMACEUTICAL 10 21 0.01% Call
33 CHEMED CORP NEW COM 10 1 0.00%
34 IONIS PHARMACEUTICAL 10 27 0.01% Call
35 CONTANGO ORE INC 10 0 0.00%
36 DIAMONDS TRUST SER I 10 2 0.00%
37 NEW GOLD INC CDA 10 0 0.00% Call
38 FIRST CTZNS BANCSHARES INC N 11 3 0.00%
39 BANCO SANTANDER SA 12 0 0.00%
40 DOLBY LABORATORIES INC 13 0 0.00%
41 OCLARO INC 14 0 0.00%
42 MURPHY USA INC COM 15 1 0.00%
43 Thornburg Mortgage, Inc. New 15 0 0.00%
44 ALEXION PHARMACEUTIC 15 3 0.00%
45 MOTORS LIQUIDATION CO. TRUST 15 0 0.00%
46 SEABRIDGE GOLD INC 16 0 0.00% Call
47 SHERWIN WILLIAMS CO 16 4 0.00%
48 CUMMINS INC 16 2 0.00%
49 SCHWAB U.S. REIT ETF 16 1 0.00%
50 DECKERS OUTDOOR CORP 16 1 0.00%
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