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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 879 holdings with a total value of $383,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 DOLBY LABORATORIES INC 13 0 0.00%
2 TEL OFFSHORE TRUST UBI 7 0 0.00%
3 LASERSIGHT INC 2 0 0.00%
4 APTOSE BIOSCIENCES INC 8 0 0.00%
5 DIAMOND EQUITIES INC 3,000 0 0.00%
6 Arkema SA 5 0 0.00%
7 COUGAR OIL & GAS CANADA INC 2,000 0 0.00%
8 Southmark Corporation 124 0 0.00%
9 PHARMAGEN INC 630 0 0.00%
10 EARTHWORKS ENTERTAINMENT INC 44 0 0.00%
11 GENERAL MOTORS CORP 9.25 15,000 0 0.00%
12 PACIFIC BLUE ENERGY CORP 1,000 0 0.00%
13 LIFEAPPS BRANDS INC 1,000 0 0.00%
14 SPECTRA7 MICROSYSTEMS INC 1,000 0 0.00%
15 ONCOLOGIX TECH INC 1,250 0 0.00%
16 ARBUTUS BIOPHARMA CORP 20 0 0.00%
17 THERMO TECH TECHS 4,900 0 0.00%
18 LIVE NATION, INC. 6 0 0.00%
19 MOTORS LIQUIDATION CO. TRUST 15 0 0.00%
20 SANOFI 1,634 0 0.00%
21 AURICO METALS INC 520 0 0.00%
22 HERITAGE GLOBAL INC 50 0 0.00%
23 DIGERATI TECH 100 0 0.00%
24 CUIDAO HLDG CORP 150 0 0.00%
25 ARCH COAL INC 500 0 0.00%
26 LIBERTY GLOBAL PLC 3 0 0.00%
27 NEXPRISE INC 1 0 0.00%
28 TAPESTRY PHARMA INC 20 0 0.00%
29 GREEN FOR ENERGY INC 1,000 0 0.00%
30 STMICROELECTRONICS N V 50 0 0.00%
31 NA PALLADIUM LTD 1 0 0.00%
32 LUMENTUM HLDGS INC COM 1 0 0.00%
33 ORBIT BRANDS CORP 100,000 0 0.00%
34 POWERSHS DB MULTI SECT COMM 34 0 0.00%
35 RAINBOW CORAL CORP 20 0 0.00%
36 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 374 0 0.00%
37 TRANS GLOBAL GROUP INC 5 0 0.00%
38 Magnum Hunter Res Corp Del Wts 04/15/16 200 0 0.00%
39 GOLDEN ARCH RESOURCES 4,000 0 0.00%
40 VIAVI SOLUTIONS INC 7 0 0.00%
41 LEADIS TECH INC 2,500 0 0.00%
42 GREEN ENERGY GROUP INC 165 0 0.00%
43 CLENERGEN CORP 10,000 0 0.00%
44 GUINNESS EXPLORATION 100 0 0.00%
45 DAWSON GEOPHYSICAL CO NEW 17 0 0.00%
46 E DIGITAL CORP COM 300 0 0.00%
47 USAS DIGITAL INC 162 0 0.00%
48 DIVIDEND CAP DIVRSFIED E 1,065 0 0.00%
49 TELEFONICA BRASIL SA 3 0 0.00%
50 3-D SYS CORP DEL 20 0 0.00%
Page 1 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-015335, filed 2016.03.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.