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LUMENTUM HLDGS INC
LUMENTUM HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 185 Institutional holders with a total value of $839,486,159.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 5,877,454 129,422,000 15.42%
2 Bank of New York Mellon Corp 3,783,211 83,306,000 9.92%
3 VANGUARD GROUP INC 3,423,855 75,393,000 8.98%
4 PRICE T ROWE ASSOCIATES INC /MD/ 3,122,521 68,758,000 8.19%
5 BlackRock Fund Advisors 2,360,410 51,976,000 6.19%
6 BlackRock Institutional Trust Company, N.A. 2,156,669 47,490,000 5.66%
7 TEACHERS ADVISORS, LLC 1,632,680 35,952,000 4.28%
8 FRANKLIN RESOURCES INC 1,180,436 25,993,000 3.10%
9 AO Asset Management, LP 1,145,000 25,213,000 3.00%
10 TIAA CREF INVESTMENT MANAGEMENT LLC 1,139,711 25,096,000 2.99%
11 GOLDMAN SACHS GROUP INC 750,300 16,522,000 1.97%
12 SOROS FUND MANAGEMENT LLC 706,666 15,561,000 1.85%
13 STATE STREET CORP 695,625 15,314,000 1.82%
14 DIMENSIONAL FUND ADVISORS LP 583,121 12,841,000 1.53%
15 ROYAL BANK OF CANADA 413,853 9,114,000 1.09%
16 Hood River Capital Management LLC 408,259 8,990,000 1.07%
17 OXFORD ASSET MANAGEMENT LLP 366,311 8,264,000 0.98%
18 MARSHALL WACE, LLP 323,595 7,126,000 0.85%
19 BlackRock Group LTD 318,861 7,021,000 0.84%
20 Neuberger Berman Group LLC 313,610 6,906,000 0.82%
21 PRINCIPAL FINANCIAL GROUP INC 310,550 6,838,000 0.81%
22 SG Americas Securities, LLC 307,236 6,765,000 0.81%
23 GEODE CAPITAL MANAGEMENT, LLC 303,656 6,686,000 0.80%
24 NORGES BANK 259,674 5,718,000 0.68%
25 Invesco Ltd. 256,455 5,647,000 0.67%
26 KENNEDY CAPITAL MANAGEMENT LLC 250,129 5,508,000 0.66%
27 Employees Retirement System of Texas 237,800 5,236,000 0.62%
28 AQR ARBITRAGE LLC 224,177 4,936,000 0.59%
29 AMERIPRISE FINANCIAL INC 216,343 4,763,000 0.57%
30 NORTHERN TRUST CORP 178,947 3,940,000 0.47%
31 D. E. Shaw & Co., Inc. 175,061 3,855,000 0.46%
32 Manatuck Hill Partners, LLC 175,000 3,854,000 0.46%
33 QUENTEC ASSET MANAGEMENT LLC 174,282 3,837,000 0.46%
34 THOMPSON INVESTMENT MANAGEMENT, INC. 148,081 3,260,000 0.39%
35 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 140,757 3,099,000 0.37%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 139,920 3,081,000 0.37%
37 MILLENNIUM MANAGEMENT LLC 138,469 3,049,000 0.36%
38 BLACKROCK ADVISORS LLC 138,439 3,048,000 0.36%
39 DEUTSCHE BANK AG\ 137,074 3,017,000 0.36%
40 DIALECTIC CAPITAL MANAGEMENT, LP 132,333 2,914,000 0.35%
41 S Squared Technology, LLC 130,000 2,863,000 0.34%
42 Gotham Asset Management, LLC 123,426 2,718,000 0.32%
43 Fisher Asset Management, LLC 110,545 2,434,000 0.29%
44 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 109,399 2,409,000 0.29%
45 PRUDENTIAL FINANCIAL INC 107,438 2,366,000 0.28%
46 NEW YORK STATE COMMON RETIREMENT FUND 107,419 2,365,000 0.28%
47 JPMORGAN CHASE & CO 103,999 2,290,000 0.27%
48 BOGLE INVESTMENT MANAGEMENT L P /DE/ 99,028 2,180,000 0.26%
49 BlackRock Finance, Inc. 93,385 2,055,000 0.24%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 93,081 2,050,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.