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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 879 holdings with a total value of $383,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
851 CLENERGEN CORP 10,000 0 0.00%
852 Vaneck Vectors Gold 20 0 0.00%
853 TELEFONICA BRASIL SA 3 0 0.00%
854 GREEN ENERGY GROUP INC 165 0 0.00%
855 LEADIS TECH INC 2,500 0 0.00%
856 VIAVI SOLUTIONS INC 7 0 0.00%
857 STMICROELECTRONICS N V 50 0 0.00%
858 NORDIC AMERICAN OFFSHORE LTD 4 0 0.00%
859 AURICO METALS INC 520 0 0.00%
860 SEQUENOM INC 300 0 0.00%
861 CNO FINL GROUP INC 7 0 0.00%
862 HERITAGE GLOBAL INC 50 0 0.00%
863 SOLOMON ALLIANCE GRP 500 0 0.00%
864 Alcatel Lucent Adr 86 0 0.00%
865 LEHMAN BRO HLDG PFD 600 0 0.00%
866 OCLARO INC 14 0 0.00%
867 DIGERATI TECH 100 0 0.00%
868 POWERSHS DB MULTI SECT COMM 34 0 0.00%
869 AAB NATIONAL CO 181 0 0.00%
870 MPHASE TECH INC 400 0 0.00%
871 LASERSIGHT INC 2 0 0.00%
872 APPLIED MATLS INC 3 0 0.00%
873 CUIDAO HLDG CORP 150 0 0.00%
874 Arkema SA 5 0 0.00%
875 SANOFI 1,634 0 0.00%
876 ARCH COAL INC 500 0 0.00%
877 LIVE NATION, INC. 6 0 0.00%
878 THERMO TECH TECHS 4,900 0 0.00%
879 LUMENTUM HLDGS INC COM 1 0 0.00%
Page 18 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-015335, filed 2016.03.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.