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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001415889-17-000069) filed in 2017.01.12
#
Name
Shares
Value ($)
%
Options
Notes
701 SPDR S&P 500 ETF TR 567 126,742 0.03%
702 TESORO LOGISTICS LP 2,500 127,025 0.03%
703 CLEAN ENERGY FUELS CORPORATION COM 44,664 127,739 0.03%
704 American Intl Group Inc 2,000 130,620 0.03%
705 PENNYMAC MTG INVT TR 8,000 130,960 0.03%
706 NORTHROP GRUMMAN 130,000 134,386 0.03%
707 MONSANTO CO NEW 1,287 135,405 0.03%
708 EDISON INTL 1,914 137,789 0.03%
709 ALEXANDRIA REAL ESTATE EQ IN 4,178 143,138 0.03%
710 VERIZON COMMUNICATIONS INC 130,000 143,350 0.03%
711 AMAZON COM INC 195 146,225 0.03%
712 BP PLC 3,914 146,305 0.03%
713 HCP INC 5,225 155,287 0.03%
714 ANNALY CAP MGMT INC 15,774 157,267 0.03%
715 DOVER CORP 135,000 168,914 0.03%
716 JOHNSON CTLS INTL PLC 4,178 172,092 0.04%
717 RPM INTL INC SR GLBL CV NT 20 145,000 173,189 0.04%
718 WAL-MART STORES INC 2,530 174,874 0.04%
719 KINDER MORGAN INC DEL 8,740 181,005 0.04%
720 DISNEY WALT CO 1,757 183,115 0.04%
721 MERITAGE HOMES CORP 170,000 185,300 0.04%
722 ALLIANZGI DIVIDEND INT PRM 15,000 189,150 0.04%
723 PROLOGIS INC 3,650 192,684 0.04%
724 WEST PHARMACEUTICAL SVSC INC 2,280 193,412 0.04%
725 STARBUCKS CORP 3,559 197,596 0.04%
726 IPG PHOTONICS CORP 2,008 198,210 0.04%
727 CELGENE CORP 1,958 226,639 0.05%
728 ENERPLUS CORP F 24,230 229,700 0.05%
729 New Residential Investment Cor 15,000 235,800 0.05%
730 REALTY INCOME CORP 4,150 238,542 0.05%
731 CREDIT SUISSE HIGH YIELD BD 90,000 240,300 0.05%
732 WHIRLPOOL CORP 240,000 241,093 0.05%
733 HONEYWELL INTL INC 2,088 241,895 0.05%
734 GLOBAL NET LEASE INC COM NEW 31,125 243,709 0.05%
735 CYPRESS SEMICONDUCTOR CORP 21,500 245,960 0.05%
736 WALGREENS BOOTS ALLIANCE INC 3,207 265,411 0.05%
737 MARATHON PETE CORP 5,327 268,194 0.06%
738 WASTE MANAGEMENT INC 205,000 270,763 0.06%
739 REYNOLDS AMERICAN INC 5,000 280,200 0.06%
740 LOCKHEED MARTIN CORP 280,000 282,230 0.06%
741 MCDONALDS CORP 280,000 282,766 0.06%
742 WESTERN ASSET HGH YLD DFNDFD 19,000 285,760 0.06%
743 MGM GROWTH PPTYS LLC 11,470 290,306 0.06%
744 KRAFT HEINZ CO 3,459 302,040 0.06%
745 CANOE EIT INC 35,000 311,150 0.06%
746 CVR REFNG LP 30,401 316,170 0.07%
747 ENTERPRISE PRODS PARTNERS L 12,392 335,080 0.07%
748 INVESCO MORTGAGE CAPITAL INC 23,115 337,479 0.07%
749 GRANITE CONSTR INC 6,200 341,000 0.07%
750 US Bancorp 6.50 Pfd 14,030 353,696 0.07%
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