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PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 165 Institutional holders with a total value of $719,211,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,991,585 81,713,000 11.36%
2 BlackRock Fund Advisors 3,572,699 58,485,000 8.13%
3 DELPHI FINANCIAL GROUP, INC. 2,724,959 44,608,000 6.20%
4 GOLDMAN SACHS GROUP INC 2,384,624 39,036,000 5.43%
5 THORNBURG INVESTMENT MANAGEMENT INC 2,150,567 35,205,000 4.89%
6 BlackRock Institutional Trust Company, N.A. 1,675,311 27,425,000 3.81%
7 CITIGROUP INC 1,507,324 24,675,000 3.43%
8 LSV ASSET MANAGEMENT 1,492,100 24,425,000 3.40%
9 STATE STREET CORP 1,410,380 23,085,000 3.21%
10 Global X Management CO LLC 1,184,068 19,383,000 2.70%
11 UBS Group AG 1,144,443 18,735,000 2.60%
12 ALLIANCEBERNSTEIN L.P. 1,142,569 18,704,000 2.60%
13 CLOUGH CAPITAL PARTNERS L P 1,064,911 17,433,000 2.42%
14 Advisors Asset Management, Inc. 1,060,379 17,358,000 2.41%
15 WELLS FARGO & COMPANY/MN 901,600 14,760,000 2.05%
16 MORGAN STANLEY 818,745 13,402,000 1.86%
17 NORGES BANK 811,636 13,286,000 1.85%
18 NORTHERN TRUST CORP 797,365 13,053,000 1.81%
19 Janney Capital Management LLC 710,533 11,631,000 1.62%
20 Invesco Ltd. 583,352 9,549,000 1.33%
21 HIGHFIELDS CAPITAL MANAGEMENT LP 500,000 8,185,000 1.14%
22 GEODE CAPITAL MANAGEMENT, LLC 495,214 8,106,000 1.13%
23 PRUDENTIAL FINANCIAL INC 492,480 8,062,000 1.12%
24 Bank of New York Mellon Corp 475,471 7,782,000 1.08%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 426,427 6,981,000 0.97%
26 Greenwich Investment Management, Inc. 411,393 6,734,000 0.94%
27 BlackRock Japan Co. Ltd 399,707 6,543,000 0.91%
28 Smith, Graham & Co., Investment Advisors, LP 386,613 6,329,000 0.88%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 381,100 6,239,000 0.87%
30 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 300,790 4,924,000 0.68%
31 SAPIENCE INVESTMENTS, LLC 290,027 4,748,000 0.66%
32 BlackRock Finance, Inc. 285,611 4,675,000 0.65%
33 BANK OF AMERICA CORP /DE/ 283,537 4,641,000 0.65%
34 BlackRock Investment Management, LLC 275,383 4,508,000 0.63%
35 ARES MANAGEMENT LLC 241,121 3,947,000 0.55%
36 VAN ECK ASSOCIATES CORP 239,105 3,914,000 0.54%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 227,941 3,731,000 0.52%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 223,558 3,660,000 0.51%
39 QS Investors, LLC 200,780 3,287,000 0.46%
40 Yorktown Management & Research Co Inc 200,000 3,274,000 0.46%
41 DEUTSCHE BANK AG\ 199,321 3,262,000 0.45%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 196,243 3,212,000 0.45%
43 BARCLAYS PLC 170,728 2,795,000 0.39%
44 MILLENNIUM MANAGEMENT LLC 158,495 2,595,000 0.36%
45 ZACKS INVESTMENT MANAGEMENT 151,403 2,478,000 0.34%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 140,533 2,301,000 0.32%
47 CITADEL ADVISORS LLC 138,422 2,266,000 0.32%
48 JPMORGAN CHASE & CO 138,392 2,265,000 0.31%
49 RANGER GLOBAL REAL ESTATE ADVISORS, LLC 136,287 2,231,000 0.31%
50 GUGGENHEIM CAPITAL LLC 124,195 2,033,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.