| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,066,028 | 76,493,000 | 30.76% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,201,053 | 27,755,000 | 11.16% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,700,657 | 21,445,000 | 8.63% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,398,779 | 17,639,000 | 7.09% | ||
| 5 | Invesco Ltd. | 1,357,444 | 17,118,000 | 6.88% | ||
| 6 | Saba Capital Management, L.P. | 1,287,419 | 16,234,000 | 6.53% | ||
| 7 | CORNERSTONE ADVISORS INC | 661,735 | 8,344,000 | 3.36% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 449,123 | 5,663,000 | 2.28% | ||
| 9 | WELLS FARGO & COMPANY/MN | 446,033 | 5,625,000 | 2.26% | ||
| 10 | UBS Group AG | 370,290 | 4,669,000 | 1.88% | ||
| 11 | STIFEL FINANCIAL CORP | 337,214 | 4,254,000 | 1.71% | ||
| 12 | Advisors Asset Management, Inc. | 325,283 | 4,102,000 | 1.65% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 322,428 | 4,066,000 | 1.64% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 284,408 | 3,586,000 | 1.44% | ||
| 15 | CITIGROUP INC | 263,387 | 3,321,000 | 1.34% | ||
| 16 | 1832 Asset Management L.P. | 150,000 | 1,891,000 | 0.76% | ||
| 17 | LPL Financial LLC | 124,250 | 1,590,000 | 0.64% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 126,050 | 1,589,000 | 0.64% | ||
| 19 | FIRST TRUST ADVISORS LP | 124,326 | 1,568,000 | 0.63% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 115,788 | 1,460,000 | 0.59% | ||
| 21 | Cetera Advisor Networks LLC | 113,349 | 1,431,000 | 0.58% | ||
| 22 | ADVISOR GROUP, INC. | 111,211 | 1,402,000 | 0.56% | ||
| 23 | Commonwealth Equity Services, Inc | 107,437 | 1,355,000 | 0.54% | ||
| 24 | COHEN & STEERS, INC. | 106,895 | 1,348,000 | 0.54% | ||
| 25 | Laurion Capital Management LP | 102,813 | 1,296,000 | 0.52% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 102,016 | 1,286,000 | 0.52% | ||
| 27 | ROYAL BANK OF CANADA | 95,121 | 1,199,000 | 0.48% | ||
| 28 | THRIVENT FINANCIAL FOR LUTHERANS | 71,650 | 903,000 | 0.36% | ||
| 29 | D.A. DAVIDSON & CO. | 66,331 | 836,000 | 0.34% | ||
| 30 | Shaker Financial Services, LLC | 50,566 | 638,000 | 0.26% | ||
| 31 | Camelot Portfolios, LLC | 44,555 | 562,000 | 0.23% | ||
| 32 | Capital Investment Advisors, LLC | 39,028 | 492,000 | 0.20% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 36,400 | 459,000 | 0.18% | ||
| 34 | Janney Montgomery Scott LLC | 35,556 | 448,000 | 0.18% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 29,468 | 372,000 | 0.15% | ||
| 36 | AMERIPRISE FINANCIAL INC | 24,723 | 312,000 | 0.13% | ||
| 37 | Weiss Asset Management LP | 23,920 | 302,000 | 0.12% | ||
| 38 | ALETHEA CAPITAL MANAGEMENT, LLC | 22,822 | 288,000 | 0.12% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,123 | 280,000 | 0.11% | ||
| 40 | CORIENT CAPITAL PARTNERS, LLC | 20,551 | 259,000 | 0.10% | ||
| 41 | STEPHENS INC /AR/ | 20,490 | 258,000 | 0.10% | ||
| 42 | KRILOGY FINANCIAL LLC | 20,300 | 256,000 | 0.10% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,042 | 253,000 | 0.10% | ||
| 44 | Squarepoint Ops LLC | 19,800 | 250,000 | 0.10% | ||
| 45 | HighTower Advisors, LLC | 19,965 | 250,000 | 0.10% | ||
| 46 | FARMERS & MERCHANTS INVESTMENTS INC | 19,734 | 249,000 | 0.10% | ||
| 47 | MILLENNIUM MANAGEMENT LLC | 18,402 | 232,000 | 0.09% | ||
| 48 | TWO SIGMA SECURITIES, LLC | 18,038 | 227,000 | 0.09% | ||
| 49 | IFP ADVISORS, INC | 17,179 | 217,000 | 0.09% | ||
| 50 | TFS CAPITAL LLC | 17,069 | 215,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
