| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PEREGRINE PHARMACEUTICALS IN | 10,200 | 4,000 | 0.00% | Call | |
| 2 | SYNTA PHARMACEUTICALS CORP | 17,500 | 4,000 | 0.00% | Call | |
| 3 | BIODEL INC | 11,573 | 4,000 | 0.00% | ||
| 4 | PEREGRINE PHARMACEUTICALS IN | 12,600 | 5,000 | 0.00% | Put | |
| 5 | TOWERSTREAM CORP | 43,262 | 5,000 | 0.00% | ||
| 6 | HOUSTON AMERN ENERGY CORP | 24,020 | 5,000 | 0.00% | ||
| 7 | SKYLINE MED INC | 30,888 | 5,000 | 0.00% | ||
| 8 | FREESEAS INC | 391,957 | 6,000 | 0.00% | ||
| 9 | PEREGRINE PHARMACEUTICALS IN | 13,198 | 6,000 | 0.00% | ||
| 10 | PHOTOMEDEX INC COM PAR $0.01 | 10,392 | 6,000 | 0.00% | ||
| 11 | HARVEST NATURAL RESOURCES IN | 10,300 | 6,000 | 0.00% | Call | |
| 12 | CTI BIOPHARMA CORP | 11,500 | 6,000 | 0.00% | Call | |
| 13 | CEL SCI CORP | 11,813 | 6,000 | 0.00% | ||
| 14 | LINNCO LLC | 17,900 | 6,000 | 0.00% | Put | |
| 15 | SUNESIS PHARMACEUTICALS INC | 12,700 | 7,000 | 0.00% | Call | |
| 16 | SOLITARIO EXPL & RTY CORP COM | 15,820 | 7,000 | 0.00% | ||
| 17 | UQM TECHNOLOGIES INC COM | 12,093 | 7,000 | 0.00% | ||
| 18 | RIT TECHNOLOGIES LTD | 11,053 | 8,000 | 0.00% | ||
| 19 | NEURALSTEM INC COMMON STOCK | 10,500 | 8,000 | 0.00% | Put | |
| 20 | MOKO SOCIAL MEDIA LTD | 31,514 | 8,000 | 0.00% | ||
| 21 | NANOSPHERE INC | 10,847 | 9,000 | 0.00% | ||
| 22 | DRAFTDAY FANTASY SPORTS INC COM NEW | 36,489 | 9,000 | 0.00% | ||
| 23 | VIOLIN MEMORY INC | 17,900 | 9,000 | 0.00% | Call | |
| 24 | AEROPOSTALE | 46,300 | 9,000 | 0.00% | Call | |
| 25 | STEMCELLS INC COM NEW | 36,009 | 9,000 | 0.00% | ||
| 26 | SEMILEDS CORP | 30,045 | 9,000 | 0.00% | ||
| 27 | SUPERCONDUCTOR TECHNOLOGIES | 48,203 | 9,000 | 0.00% | ||
| 28 | China Ceramics Co. Ltd. | 24,357 | 9,000 | 0.00% | ||
| 29 | CHINA METRO-RURAL HLDGS LTD | 10,361 | 9,000 | 0.00% | ||
| 30 | ALEXZA PHARMACEUTICALS INC COM NEW | 21,244 | 10,000 | 0.00% | ||
| 31 | BREITBURN ENERGY PARTNERS LP COM | 17,836 | 10,000 | 0.00% | ||
| 32 | CYTORI THERAPEUTIC INC | 46,351 | 10,000 | 0.00% | ||
| 33 | RAND LOGISTICS INC | 10,081 | 10,000 | 0.00% | ||
| 34 | GENVEC INC | 12,481 | 10,000 | 0.00% | ||
| 35 | LIQTECH INTL INC | 14,478 | 10,000 | 0.00% | ||
| 36 | SAMSON OIL & GAS LTD | 12,109 | 10,000 | 0.00% | ||
| 37 | HALCON RES CORP | 10,600 | 10,000 | 0.00% | Put | |
| 38 | GOLDEN OCEAN GRP LTD | 15,196 | 11,000 | 0.00% | ||
| 39 | MINES MGMT INC | 22,291 | 11,000 | 0.00% | ||
| 40 | MAST THERAPEUTICS INC | 39,000 | 11,000 | 0.00% | Call | |
| 41 | Pacific Booker Minerals Inc | 11,930 | 11,000 | 0.00% | ||
| 42 | INSTITUTIONAL FINL MKTS INC | 12,665 | 11,000 | 0.00% | ||
| 43 | GTX INC | 21,050 | 11,000 | 0.00% | ||
| 44 | COMSTOCK RES INC | 15,000 | 11,000 | 0.00% | Put | |
| 45 | DELCATH SYS INC COM NEW | 42,625 | 12,000 | 0.00% | ||
| 46 | Abraxas Petroleum Corp | 11,556 | 12,000 | 0.00% | ||
| 47 | Navidea Biopharm Inc | 12,279 | 12,000 | 0.00% | ||
| 48 | OREXIGEN THERAPEUTICS INC COM | 21,152 | 12,000 | 0.00% | ||
| 49 | ABRAXAS PETE CORP | 12,000 | 12,000 | 0.00% | Put | |
| 50 | CASTLE BRANDS INC COM | 12,743 | 12,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000950123-17-000625, filed 2017.01.31).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
