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Institutional Investment Manager
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC (CIK: 0001423442) incorporated in Delaware, located at 100 First Stamford Place, Stamford, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 924 holdings with a total value of $4,229,554,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NTT DOCOMO Inc 1,067,822 24,293,000 0.57%
52 DISCOVER FINANCIAL 313,829 22,624,000 0.53%
53 INTL PAPER CO 237,621 22,142,000 0.52%
54 DOVER CORP 278,212 20,846,000 0.49%
55 BHP GROUP PLC 641,581 20,184,000 0.48%
56 WYNDHAM DESTINATION 253,248 19,341,000 0.46%
57 GROUPE CGI INC 397,641 19,107,000 0.45%
58 KLONDEX MNS LTD 4,049,934 18,875,000 0.45%
59 HARTFORD FINL SVCS GROUP INC 392,561 18,706,000 0.44%
60 MANULIFE FINL CORP 1,048,967 18,702,000 0.44%
61 SIRIUS XM HOLDINGS INC 3,839,909 17,088,000 0.40%
62 AMERICAN INTL GROUP INC 257,019 16,786,000 0.40%
63 MOSAIC CO NEW 521,577 16,777,000 0.40%
64 INTERNATIONAL BUSINESS MACHS 52,745 15,730,000 0.37%
65 NETAPP 442,960 15,623,000 0.37%
66 PRINCIPAL FINL GROUP INC 157,336 14,845,000 0.35%
67 DOW CHEM CO 148,330 14,645,000 0.35%
68 METLIFE INC 176,845 14,365,000 0.34%
69 CDN IMPERIAL BK COMM TORONTO 174,315 14,241,000 0.34%
70 NVIDIA CORPORATION 130,325 13,911,000 0.33%
71 BARRICK GOLD CORP 860,233 13,785,000 0.33%
72 MSCI INC 174,118 13,717,000 0.32%
73 MAGNA INTL INC 283,552 12,327,000 0.29%
74 SYSCO CORP 216,767 12,002,000 0.28%
75 CNOOC LIMITED SPONSORED ADR 58,361 11,855,000 0.28%
76 BP PLC 153,184 11,292,000 0.27%
77 GLAXOSMITHKLINE PLC 165,339 10,582,000 0.25%
78 SK TELECOM LTD 265,101 10,033,000 0.24%
79 CAE INC 677,737 9,491,000 0.22%
80 AEGON N V 1,624,868 9,403,000 0.22%
81 ALTRIA GROUP INC 137,826 9,320,000 0.22%
82 WESTERN UN CO 233,713 9,202,000 0.22%
83 VERIZON COMMUNICATIONS INC 171,396 9,149,000 0.22%
84 PFIZER INC 150,774 9,022,000 0.21%
85 PRUDENTIAL FINL INC 64,418 8,828,000 0.21%
86 TORONTO DOMINION BK ONT 173,877 8,586,000 0.20%
87 TRINSEO S A 144,564 8,573,000 0.20%
88 HSBC HLDGS PLC SPON ADR NEW 124,426 8,399,000 0.20%
89 ADVANCED ENERGY INDS COM 153,092 8,382,000 0.20%
90 TOTAL S A 85,727 8,115,000 0.19%
91 NUCOR CORP 75,831 7,923,000 0.19%
92 NORBORD INC 306,304 7,745,000 0.18%
93 RITCHIE BROS AUCTIONEERS 222,348 7,552,000 0.18%
94 SPOK HLDGS INC COM 350,855 7,280,000 0.17%
95 REX AMERICAN RES CORP COM 73,117 7,220,000 0.17%
96 NAVIENT 437,812 7,193,000 0.17%
97 SANMINA CORPORATION COM 195,999 7,183,000 0.17%
98 INTEL CORP 111,456 7,119,000 0.17%
99 DOMTAR CORP 179,161 7,002,000 0.17%
100 UNUM GROUP 157,704 6,928,000 0.16%
Page 2 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001423442-17-000004, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.