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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 US BANCORP DEL 6,996 292 0.00%
402 OREXIGEN THERAPEUTICS INC COM 66,500 283 0.00%
403 NETFLIX INC 610 275 0.00%
404 Whole Foods Market Inc 7,190 274 0.00%
405 CHESAPEAKE ENERGY CORP 11,100 255 0.00%
406 ACE LTD 2,300 241 0.00% Put
407 CHINA MOBILE LIMITED 4,000 235 0.00% Call
408 SAREPTA THERAPEUTICS INC 11,100 234 0.00% Call
409 Shutterfly Inc 4,600 224 0.00% Put
410 APPLIED MICRO CIRCUITS ORD 26,199 183 0.00%
411 ZIMMER BIOMET HLDGS INC 1,800 180 0.00% Call
412 ASTRAZENECA PLC 2,500 178 0.00%
413 VIRNETX HLDG CORP 25,000 150 0.00%
414 SANOFI 300,000 139 0.00%
415 Newmont Mining Corp 5,852 134 0.00%
416 VIPSHOP HLDGS LTD 700 132 0.00% Call
417 SELECT COMFORT CORP 5,138 107 0.00%
418 NAVISTAR INTL CORP SR SUB NOTE CONVERTIBLE 91,000 90 0.00%
419 LAS VEGAS SANDS CORP 1,386 86 0.00%
420 Lamar Advertising Co A 1,700 83 0.00%
421 COMMUNITY HEALTH SYS INC NEW CONTINGENT VL RT 2,000,000 70 0.00%
422 PENNEY J C INC 1,600 16 0.00% Call
423 CHINA MOBILE LIMITED 168 9 0.00%
424 MF GLOBAL HOLDINGS LTD 25,000 0 0.00%
425 IBM CORP 1 0 0.00%
426 APPLIED MICRO CIRCUITS ORD 100 0 0.00% Put
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