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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLIED MICRO CIRCUITS ORD 100 0 0.00% Put
2 MF GLOBAL HOLDINGS LTD 25,000 0 0.00%
3 INTERNATIONAL BUSINESS MACHS 1 0 0.00%
4 CHINA MOBILE LIMITED 168 9 0.00%
5 PENNEY J C 1,600 16 0.00% Call
6 COMMUNITY HEALTH SYS INC NEW 2,000,000 70 0.00%
7 Lamar Advertising Co A 1,700 83 0.00%
8 LAS VEGAS SANDS CORP 1,386 86 0.00%
9 NAVISTAR INTL CORP SR SUB NOTE CONVERTIBLE 91,000 90 0.00%
10 SELECT COMFORT CORP 5,138 107 0.00%
11 VIPSHOP HLDGS LTD 700 132 0.00% Call
12 NEWMONT CORP 5,852 134 0.00%
13 SANOFI 300,000 139 0.00%
14 VIRNETX HLDG CORP 25,000 150 0.00%
15 ASTRAZENECA PLC 2,500 178 0.00%
16 ZIMMER BIOMET HLDGS INC 1,800 180 0.00% Call
17 APPLIED MICRO CIRCUITS ORD 26,199 183 0.00%
18 SHUTTERFLY INC 4,600 224 0.00% Put
19 SAREPTA THERAPEUTICS INC 11,100 234 0.00% Call
20 CHINA MOBILE LIMITED 4,000 235 0.00% Call
21 ACE LTD 2,300 241 0.00% Put
22 CHESAPEAKE ENERGY CORP 11,100 255 0.00%
23 WHOLE FOODS MKT INC 7,190 274 0.00%
24 NETFLIX INC 610 275 0.00%
25 OREXIGEN THERAPEUTICS INC COM 66,500 283 0.00%
26 US BANCORP DEL 6,996 292 0.00%
27 VERISIGN INC 5,316 293 0.00%
28 E M C CORP MASS COM 10,105 295 0.00%
29 NETEASE INC 3,500 299 0.00% Call
30 UNITEDHEALTH GROUP INC 3,842 331 0.00%
31 Dex Media Inc 35,000 334 0.00%
32 QIHOO 360 TECHNOLOGY CO LTD 5,000 337 0.00% Call
33 MOTORCAR PTS AMER INC 12,600 342 0.00% Put
34 SIRIUS XM HOLDINGS INC 100,000 349 0.00% Call
35 CHEVRON CORP NEW 2,957 352 0.00%
36 PHILIP MORRIS INTL INC 4,325 360 0.00%
37 WHOLE FOODS MKT INC 9,500 362 0.00% Put
38 SOHU COM INC 7,500 376 0.00% Call
39 VIPSHOP HLDGS LTD 2,000 378 0.00% Put
40 VIPSHOP HLDGS LTD 2,087 394 0.00%
41 PNC FINL SVCS GROUP INC 4,631 396 0.00%
42 KEURIG GREEN MTN INC 3,100 403 0.00% Put
43 HUDSON CITY BANCORP INC 42,100 409 0.00% Put
44 METLIFE INC 7,718 414 0.00%
45 PERRIGO CO PLC 2,775 416 0.00%
46 VODAFONE GROUP PLC NEW 13,600 447 0.01% Call
47 ACCENTURE PLC IRELAND 5,605 455 0.01%
48 NETEASE INC 5,471 468 0.01%
49 SONY GROUP CORP 26,200 472 0.01%
50 SANOFI SPOND FUNSPONSORED ADR 54,109 475 0.01%
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