| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR GOLD TRUST | 1,995 | 23,184,000 | 11.02% | Call | |
| 2 | ISHARES SILVER TRUST | 8,306 | 13,580,000 | 6.45% | Call | |
| 3 | CITIGROUP INC | 208,123 | 10,785,000 | 5.12% | ||
| 4 | METLIFE INC | 182,630 | 9,811,000 | 4.66% | ||
| 5 | JPMORGAN CHASE AND CO | 146,250 | 8,810,000 | 4.19% | ||
| 6 | PRUDENTIAL FINL INC | 90,450 | 7,954,000 | 3.78% | ||
| 7 | ROYAL BK CDA MONTREAL QUE | 1,000 | 7,150,000 | 3.40% | Put | |
| 8 | PRUDENTIAL FINL INC | 800 | 7,035,000 | 3.34% | Call | |
| 9 | APOLLO GLOBAL MGMT LLC | 283,000 | 6,747,000 | 3.21% | ||
| 10 | ISHARES TR | 1,500 | 6,234,000 | 2.96% | Put | |
| 11 | ROYAL BK SCOTLAND GROUP | 235,775 | 5,850,000 | 2.78% | ||
| 12 | KKR & CO L P DEL COM UNITS | 253,500 | 5,653,000 | 2.69% | ||
| 13 | BANK MONTREAL QUE | 750 | 5,522,000 | 2.62% | Put | |
| 14 | BLACKSTONE MTG TR INC COM CL A | 198,195 | 5,371,000 | 2.55% | ||
| 15 | CARLYLE GROUP L P COM UNITS REPSTG LTD PARTNERSHIP INT | 169,809 | 5,172,000 | 2.46% | ||
| 16 | ROYAL BK SCOTLAND GROUP PLC | 200,000 | 4,900,000 | 2.33% | ||
| 17 | FORTRESS INVESTMENT GRP LL | 650,300 | 4,474,000 | 2.13% | ||
| 18 | Ares Capital Corp | 249,300 | 4,029,000 | 1.91% | ||
| 19 | BANK OF AMERICA CORP | 226,118 | 3,855,000 | 1.83% | ||
| 20 | BLACKSTONE GROUP L P COM UNIT LTD | 107,595 | 3,387,000 | 1.61% | ||
| 21 | US BANCORP | 75,183 | 3,145,000 | 1.49% | ||
| 22 | SPDR SERIES TRUST | 80,500 | 3,048,000 | 1.45% | ||
| 23 | STARWOOD PROPERTY TRUST INC | 120,500 | 2,646,000 | 1.26% | ||
| 24 | NUVEEN PFD OME OPPRTNY FD COM | 260,000 | 2,392,000 | 1.14% | ||
| 25 | FIFTH THIRD BANCORP | 118,212 | 2,367,000 | 1.12% | ||
| 26 | NCR CORPORATION | 69,300 | 2,315,000 | 1.10% | ||
| 27 | ISHARES RUSSELL 2000 INDEX | 200 | 2,187,000 | 1.04% | Put | |
| 28 | WELLS FARGO AND CO | 42,000 | 2,179,000 | 1.04% | ||
| 29 | CITIGROUP INC | 400 | 2,073,000 | 0.98% | Call | |
| 30 | ISHARES SILVER TRUST | 125,000 | 2,044,000 | 0.97% | ||
| 31 | HERCULES CAPITAL INC | 136,120 | 1,968,000 | 0.94% | ||
| 32 | CHARLES SCHWAB CORP | 64,800 | 1,904,000 | 0.90% | ||
| 33 | BBANDT CORPORATION | 47,000 | 1,749,000 | 0.83% | ||
| 34 | OAKTREE CAPITAL GROUP LLC UNIT CLASS A | 29,300 | 1,497,000 | 0.71% | ||
| 35 | Colony Capital Inc | 63,300 | 1,417,000 | 0.67% | ||
| 36 | INTERCONTINENTAL EXCHANGE INC | 7,200 | 1,404,000 | 0.67% | ||
| 37 | SUSQUEHANNA BANCSHARES INC | 138,500 | 1,385,000 | 0.66% | ||
| 38 | AGNC Investment Corp | 65,000 | 1,381,000 | 0.66% | ||
| 39 | GOLUB CAP BDC INC | 86,000 | 1,372,000 | 0.65% | ||
| 40 | Altra Industrial Motion Corp | 71,500 | 1,346,000 | 0.64% | ||
| 41 | APOLLO COML REAL EST FIN INC | 83,200 | 1,307,000 | 0.62% | ||
| 42 | CAPITAL ONE FINL CORP COM | 15,528 | 1,267,000 | 0.60% | ||
| 43 | ROYAL BK SCOTLAND GROUP PLC | 50,000 | 1,263,000 | 0.60% | ||
| 44 | TWO HARBORS INVESTMENT CORP | 129,200 | 1,249,000 | 0.59% | ||
| 45 | AMERICAN INTL GROUP INC | 21,943 | 1,185,000 | 0.56% | ||
| 46 | SPDR GOLD TRUST | 10,000 | 1,162,000 | 0.55% | ||
| 47 | CME GROUP INC CL A | 13,600 | 1,087,000 | 0.52% | ||
| 48 | FS INVT CORP | 100,000 | 1,077,000 | 0.51% | ||
| 49 | TRIANGLE CAP CORP | 42,384 | 1,073,000 | 0.51% | ||
| 50 | Market Vectors Gold Miners Etf | 500 | 1,068,000 | 0.51% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000902664-14-004366, filed 2014.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
