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Institutional Investment Manager
Investors Capital Advisory Services
Investors Capital Advisory Services (CIK: 0001427271) incorporated in Massachusetts, located at 6 Kimball Lane, Lynnfield, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001427271-15-000003) filed in 2015.08.03
#
Name
Shares
Value ($)
%
Options
Notes
101 * SANDRIDGE ENERGY INC COM 21,571 18 0.00%
102 MERITAGE HOMES CORP 17,000 18 0.00%
103 PENNYMAC CORP 20,000 18 0.00%
104 UNITED TECHNOLOGIES CORP 170 18 0.00%
105 RESOURCE CAP CORP 20,000 18 0.00%
106 OWENS CORNING NEW 438 18 0.00%
107 PROSPECT CAPITAL CORPORATION 20,000 19 0.00%
108 VERINT SYS INC 1.5 06/01/2021 17,000 19 0.00%
109 VANGUARD INTL EQUITY INDEX F 363 19 0.00%
110 LAM RESEARCH CORP SR NT CV 1.25 18 14,000 19 0.00%
111 PROSPECT CAPITAL CORPORATION 22,000 20 0.00%
112 NATIONAL HEALTH INVS INC 21,000 20 0.00%
113 CVS HEALTH CORP 200 20 0.00%
114 SEACOR HOLDINGS INC 23,000 20 0.00%
115 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 25,000 20 0.00%
116 UBS AG 22,000 20 0.00%
117 REDWOOD TR INC 22,000 21 0.00%
118 FORESTAR GROUP INC 24,000 21 0.00%
119 SEAWORLD ENTERTAINMENT INCORPORATED 1,150 21 0.00%
120 BLACKSTONE MTG TR INC 21,000 21 0.00%
121 APOLLO COML REAL EST FIN INC 22,000 21 0.00%
122 DRAGONWAVE INC 40,850 21 0.00%
123 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 18,000 22 0.00%
124 COLONY CAP INC 22,000 22 0.00%
125 PIEDMONT OFFICE REALTY TR INC COM CL A 1,304 22 0.00%
126 HCC INSURANCE HOLDINGS INC 295 22 0.00%
127 CALUMET SPECIALTY PRODS PTNR 873 22 0.00%
128 J2 GLOBAL INC SR CV NT 3.25 29 20,000 23 0.00%
129 PARKER HANNIFIN CORP 205 23 0.00%
130 TYSON FOODS INC 563 24 0.00%
131 Hewlett Packard Co 800 24 0.00%
132 INTEL CORP 828 25 0.00%
133 SUNCOR ENERGY INC NEW 922 25 0.00%
134 BARCLAYS BANK PLC 1,000 26 0.00%
135 HERCULES CAPITAL INC 2,331 26 0.00%
136 GS/GOOG 29,000 26 0.00%
137 TTM TECHNOLOGIES INC 23,000 26 0.00%
138 BALLARD PWR SYS INC NEW 12,600 26 0.00%
139 NATIONAL OILWELL VARCO INC 575 27 0.00%
140 KEYCORP 1,843 27 0.00%
141 XEROX CORP 2,675 28 0.01%
142 TORCHLIGHT ENERGY RES INC 12,500 28 0.01%
143 HUNTINGTON BANCSHARES INC 2,555 28 0.01%
144 FINISAR CORP 29,000 28 0.01%
145 WAL-MART STORES INC 405 28 0.01%
146 RAIT FINANCIAL TRUST 4,858 29 0.01%
147 ONEOK INC NEW 750 29 0.01%
148 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 604 29 0.01%
149 DUNKIN BRANDS GROUP INC COM 529 29 0.01%
150 CTI BIOPHARMA 15,000 29 0.01%
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