| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 64,482,000 | 64,891,000 | 19.66% | PRN | |
| 2 | Panning Capital Management, LP | 62,500,000 | 63,929,000 | 19.37% | PRN | |
| 3 | LINDEN ADVISORS LP | 49,637,000 | 50,032,000 | 15.16% | PRN | |
| 4 | ZAZOVE ASSOCIATES LLC | 33,700,000 | 33,973,000 | 10.29% | PRN | |
| 5 | CITADEL ADVISORS LLC | 20,000,000 | 20,142,000 | 6.10% | PRN | |
| 6 | JPMORGAN CHASE & CO | 16,847,000 | 16,952,000 | 5.14% | PRN | |
| 7 | Invesco Ltd. | 16,567,000 | 16,671,000 | 5.05% | ||
| 8 | FMR LLC | 11,000,000 | 11,069,000 | 3.35% | PRN | |
| 9 | EJF Capital LP | 10,500,000 | 10,566,000 | 3.20% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 5,097,000 | 5,128,000 | 1.55% | PRN | |
| 11 | CREDIT AGRICOLE S A | 4,924,000 | 4,954,000 | 1.50% | PRN | |
| 12 | Jefferies Group LLC | 4,602,000 | 4,631,000 | 1.40% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 3,782,000 | 3,801,000 | 1.15% | PRN | |
| 14 | BANK OF AMERICA CORP /DE/ | 3,432,000 | 3,453,000 | 1.05% | PRN | |
| 15 | Hilton Capital Management, LLC | 3,250,000 | 3,278,000 | 0.99% | PRN | |
| 16 | GOLDMAN SACHS GROUP INC | 2,595,000 | 2,611,000 | 0.79% | PRN | |
| 17 | CITIGROUP INC | 2,382,000 | 2,397,000 | 0.73% | PRN | |
| 18 | NOMURA HOLDINGS INC | 2,259,000 | 2,273,000 | 0.69% | PRN | |
| 19 | Ferox Capital Management LP | 2,000,000 | 2,037,000 | 0.62% | PRN | |
| 20 | Calamos Advisors LLC | 2,000,000 | 2,012,000 | 0.61% | PRN | |
| 21 | Bank of New York Mellon Corp | 1,500,000 | 1,515,000 | 0.46% | ||
| 22 | Ameritas Investment Partners, Inc. | 1,260,000 | 1,267,000 | 0.38% | PRN | |
| 23 | WELLS FARGO & COMPANY/MN | 732,000 | 735,000 | 0.22% | PRN | |
| 24 | Investors Capital Advisory Services | 682,000 | 686,000 | 0.21% | ||
| 25 | IRON Financial LLC | 375,000 | 384,000 | 0.12% | ||
| 26 | SUNTRUST BANKS INC | 263,000 | 264,000 | 0.08% | ||
| 27 | D.A. DAVIDSON & CO. | 153,000 | 165,000 | 0.05% | ||
| 28 | MORGAN STANLEY | 105,000 | 105,000 | 0.03% | PRN | |
| 29 | Wellesley Asset Management | 70,205 | 71,981 | 0.02% | PRN | |
| 30 | BlackRock Fund Advisors | 50,000 | 50,000 | 0.02% | PRN | |
| 31 | STIFEL FINANCIAL CORP | 24,000 | 25,000 | 0.01% | PRN | |
| 32 | BARCLAYS PLC | 18,000 | 18,000 | 0.01% | PRN | |
| 33 | Prospera Financial Services Inc | 10,000 | 10,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
