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Institutional Investment Manager
GAM Holding AG
GAM Holding AG (CIK: 0001438848), located at Hardstrasse 201, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000930413-16-008654) filed in 2016.11.07
#
Name
Shares
Value ($)
%
Options
Notes
1 CALIFORNIA RES CORP 30 0 0.00%
2 SARATOGA INVT CORP 84 1 0.00%
3 GOLDEN MINERALS CO 7,232 5 0.00%
4 CHESAPEAKE ENERGY CORP 2,131 13 0.00%
5 TOTAL S A 461 22 0.00%
6 ISHARES INC 400 22 0.00%
7 RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 1,950 25 0.00%
8 COMPUTER SCIENCES CORP 486 25 0.00%
9 ARES COML REAL ESTATE CORP COM 2,065 26 0.00%
10 BLACKSTONE MTG TR INC 911 27 0.00%
11 CARNIVAL CORP 385 27 0.00% Call
12 CHEMOURS CO 1,960 31 0.00%
13 NEWCASTLE INVT CORP 8,430 38 0.00%
14 COLONY CAPITAL CL A ORD 2,160 39 0.00%
15 FOMENTO ECONOMICO MEXICANO S 211 39 0.00% Put
16 APOLLO COML REAL EST FIN INC 2,400 39 0.00%
17 CARMAX INC 89 40 0.00% Call
18 TIDEWATER INC 20,000 56 0.00%
19 QUNAR CAYMN ISLND ADR REP 3 CL B ORD 2,000 58 0.00%
20 WESTERN DIGITAL CORP 4,141 62 0.00% Call
21 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 3,525 62 0.00%
22 TCP CAP CORP 3,985 65 0.00%
23 HERC HLDGS INC 2,000 67 0.00%
24 KINROSS GOLD CORP 16,000 67 0.00%
25 STARWOOD PPTY TR INC COM 3,020 68 0.00%
26 FOMENTO ECONOMICO MEXICANO S 406 74 0.00% Put
27 APOLLO INVT CORP 12,780 74 0.00%
28 THL CR INC 9,800 93 0.00%
29 ENERNOC INC 19,416 105 0.00%
30 GARRISON CAP INC 10,649 108 0.00%
31 CHRISTOPHER & BANKS CORP 75,000 108 0.00%
32 TRIPLEPOINT VENTURE GROWTH B COM 10,682 113 0.00%
33 PENNANTPARK INVT CORP 14,963 113 0.00%
34 GLADSTONE INVT CORP 12,830 114 0.00%
35 NEW MTN FIN CORP 8,300 114 0.00%
36 TPG SPECIALTY LENDING INC 6,320 114 0.00%
37 TRIANGLE CAPITAL CORPORATION 5,937 117 0.00%
38 HORIZON TECHNOLOGY FIN CORP COM 8,756 119 0.00%
39 PENNANTPARK FLOATING RATE CA 8,970 119 0.00%
40 MEDLEY CAP CORPORATION 15,762 120 0.00%
41 RSP PERMIAN INC COM 3,100 120 0.00%
42 MEDALLION FINL CORP 30,473 129 0.00%
43 TEXAS ROADHOUSE INC 3,500 137 0.00%
44 WALGREENS BOOTS ALLIANCE INC 1,700 137 0.00%
45 FIFTH STREET FINANCE CORP 23,662 137 0.00%
46 PARSLEY ENERGY CLA A 4,200 141 0.00%
47 FRONTIER COMMUNICATIONS CORP 38,508 160 0.00%
48 TEXTRON INC 4,133 164 0.00%
49 GOPRO INC 10,000 167 0.00%
50 NRG ENERGY INC 15,113 169 0.00%
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