| 1 |
BDCM CT, L.L.C. |
621,064 |
11,074,000 |
62.51% |
|
|
| 2 |
RELATIVE VALUE PARTNERS GROUP, LLC |
95,981 |
1,713,000 |
9.67% |
|
|
| 3 |
WEBER ALAN W |
52,293 |
933,430 |
5.27% |
|
|
| 4 |
Foundry Partners, LLC |
43,853 |
783,000 |
4.42% |
|
|
| 5 |
CUE ADVISORY SERVICES, INC. |
38,965 |
696,000 |
3.93% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
29,787 |
532,000 |
3.00% |
|
|
| 7 |
MCKINLEY CAPITAL MANAGEMENT LLC |
25,340 |
452,000 |
2.55% |
|
|
| 8 |
J.P. Morgan Private Wealth Advisors LLC |
23,200 |
414,000 |
2.34% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,372 |
310,000 |
1.75% |
|
|
| 10 |
Legal & General Group Plc |
12,160 |
217,000 |
1.22% |
|
|
| 11 |
NUVEEN ASSET MANAGEMENT INC. |
11,740 |
210,000 |
1.19% |
|
|
| 12 |
UBS Group AG |
6,753 |
121,000 |
0.68% |
|
|
| 13 |
MORGAN STANLEY |
6,645 |
118,000 |
0.67% |
|
|
| 14 |
MSI Financial Services Inc |
4,325 |
77,000 |
0.43% |
|
|
| 15 |
BESSEMER GROUP INC |
1,171 |
21,000 |
0.12% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
849 |
15,000 |
0.08% |
|
|
| 17 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
500 |
9,000 |
0.05% |
|
|
| 18 |
Tower Research Capital LLC (TRC) |
364 |
6,000 |
0.03% |
|
|
| 19 |
GENEOS WEALTH MANAGEMENT INC. |
381 |
6,000 |
0.03% |
|
|
| 20 |
DEUTSCHE BANK AG\ |
200 |
3,000 |
0.02% |
|
|
| 21 |
CUTLER GROUP LLC / CA |
190 |
3,000 |
0.02% |
|
|
| 22 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
59 |
1,000 |
0.01% |
|
|
| 23 |
GAM Holding AG |
84 |
1,000 |
0.01% |
|
|
