| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 918,529 | 9,305,000 | 23.44% | ||
| 2 | DRW Securities, LLC | 572,917 | 5,804,000 | 14.62% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 387,780 | 3,928,000 | 9.89% | ||
| 4 | UBS Group AG | 353,279 | 3,579,000 | 9.02% | ||
| 5 | ALLIANCEBERNSTEIN L.P. | 288,206 | 2,920,000 | 7.36% | ||
| 6 | ARES MANAGEMENT LLC | 210,082 | 2,128,000 | 5.36% | ||
| 7 | NUVEEN ASSET MANAGEMENT INC. | 137,931 | 1,397,000 | 3.52% | ||
| 8 | BLAIR WILLIAM & CO/IL | 110,245 | 1,117,000 | 2.81% | ||
| 9 | BlackRock Group LTD | 77,881 | 789,000 | 1.99% | ||
| 10 | GREAT AMERICAN GROUP, INC. | 73,155 | 741,000 | 1.87% | ||
| 11 | TWO SIGMA INVESTMENTS, LP | 73,075 | 740,000 | 1.86% | ||
| 12 | MORGAN STANLEY | 70,522 | 715,000 | 1.80% | ||
| 13 | Janney Montgomery Scott LLC | 69,000 | 699,000 | 1.76% | ||
| 14 | TWO SIGMA ADVISERS, LP | 65,700 | 666,000 | 1.68% | ||
| 15 | SHELTON CAPITAL MANAGEMENT | 63,931 | 598,000 | 1.51% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 54,793 | 555,000 | 1.40% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 53,357 | 540,000 | 1.36% | ||
| 18 | ADVISORY RESEARCH INC | 36,405 | 514,000 | 1.29% | ||
| 19 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 43,000 | 436,000 | 1.10% | ||
| 20 | OPPENHEIMER & CO INC | 38,832 | 393,000 | 0.99% | ||
| 21 | J.P. Morgan Private Wealth Advisors LLC | 38,708 | 392,000 | 0.99% | ||
| 22 | D. E. Shaw & Co., Inc. | 32,218 | 326,000 | 0.82% | ||
| 23 | STEPHENS INC /AR/ | 21,092 | 214,000 | 0.54% | ||
| 24 | MILLENNIUM MANAGEMENT LLC | 17,000 | 172,000 | 0.43% | ||
| 25 | CAXTON CORP | 15,995 | 162,000 | 0.41% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 14,073 | 143,000 | 0.36% | ||
| 27 | Dynamic Technology Lab Private Ltd | 13,500 | 137,000 | 0.35% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 11,900 | 121,000 | 0.30% | ||
| 29 | JPMORGAN CHASE & CO | 11,054 | 112,000 | 0.28% | ||
| 30 | Muzinich & Co., Inc. | 10,963 | 111,000 | 0.28% | ||
| 31 | GAM Holding AG | 10,649 | 108,000 | 0.27% | ||
| 32 | CITIGROUP INC | 8,249 | 84,000 | 0.21% | ||
| 33 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,228 | 12,000 | 0.03% | ||
| 34 | WELLS FARGO & COMPANY/MN | 1,071 | 11,000 | 0.03% | ||
| 35 | ROYAL BANK OF CANADA | 1,000 | 10,000 | 0.03% | ||
| 36 | ADVISOR GROUP, INC. | 665 | 7,000 | 0.02% | ||
| 37 | Tower Research Capital LLC (TRC) | 614 | 6,000 | 0.02% | ||
| 38 | Hudock, Inc. | 350 | 3,000 | 0.01% | ||
| 39 | CUTLER GROUP LLC / CA | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
