| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 50,000 | 1,000 | 0.00% | ||
| 2 | DAKOTA PLAINS HOLDINGS INC | 15,000 | 2,000 | 0.00% | ||
| 3 | Key Energy Services, Inc. | 15,000 | 3,000 | 0.00% | ||
| 4 | CUMULUS MEDIA INC | 38,000 | 12,000 | 0.00% | ||
| 5 | PENDRELL CORP | 30,000 | 15,000 | 0.00% | ||
| 6 | Violin Memory, Inc. | 20,000 | 18,000 | 0.00% | ||
| 7 | PEABODY ENERGY ORD | 15,000 | 21,000 | 0.00% | ||
| 8 | MOSYS INC | 52,100 | 21,000 | 0.00% | ||
| 9 | Abraxas Petroleum Corp | 21,554 | 24,000 | 0.00% | ||
| 10 | TRIANGLE PETE CORP | 119,637 | 34,000 | 0.00% | ||
| 11 | RLJ ENTMT INC | 19,033 | 37,000 | 0.00% | ||
| 12 | CASTLE A M & CO | 25,000 | 41,000 | 0.00% | ||
| 13 | CAREDX INC | 10,000 | 43,000 | 0.00% | ||
| 14 | Cambium Learning Group Inc | 10,000 | 45,000 | 0.00% | ||
| 15 | GSE SYS INC | 20,000 | 45,000 | 0.00% | ||
| 16 | STANLEY FURNITURE CO INC COM NEW | 22,000 | 54,000 | 0.00% | ||
| 17 | ITERIS INC | 20,000 | 57,000 | 0.01% | ||
| 18 | THESTREET INC | 60,000 | 68,000 | 0.01% | ||
| 19 | MATERIALISE NV | 10,000 | 72,000 | 0.01% | ||
| 20 | GENESIS HEALTHCARE INC | 42,000 | 74,000 | 0.01% | ||
| 21 | ATLANTIC AMERN CORP | 20,000 | 79,000 | 0.01% | ||
| 22 | SEQUENTIAL BRNDS GROUP INC N | 10,000 | 80,000 | 0.01% | ||
| 23 | MITCHAM INDS | 21,900 | 82,000 | 0.01% | ||
| 24 | IRIDIUM COMMUNICATIONS INC | 10,000 | 89,000 | 0.01% | ||
| 25 | JASON INDS INC | 25,000 | 90,000 | 0.01% | ||
| 26 | SANOFI | 400,000 | 96,000 | 0.01% | ||
| 27 | LAKELAND INDS INC | 11,400 | 99,000 | 0.01% | ||
| 28 | TETRAPHASE PHARMACEUTICALS INC COM | 24,000 | 103,000 | 0.01% | ||
| 29 | Gastar Exploration, Ltd. | 95,800 | 105,000 | 0.01% | ||
| 30 | AMTECH SYS INC | 18,000 | 107,000 | 0.01% | ||
| 31 | COGENTIX MED INC | 115,000 | 111,000 | 0.01% | ||
| 32 | GULF ISLAND FABRICATION INC | 16,671 | 116,000 | 0.01% | ||
| 33 | CECO ENVIRONMENTAL CORP | 15,718 | 137,000 | 0.01% | ||
| 34 | DESTINATION XL GROUP INC COM | 30,000 | 137,000 | 0.01% | ||
| 35 | TRISTATE CAP HLDGS INC COM | 10,000 | 137,000 | 0.01% | ||
| 36 | NEWPARK RES INC COM PAR $.01NEW | 23,900 | 138,000 | 0.01% | ||
| 37 | SCHMITT INDS INC ORE | 78,000 | 144,000 | 0.01% | ||
| 38 | DOVER DOWNS GAMING & ENTMT I | 139,000 | 147,000 | 0.01% | ||
| 39 | DAWSON GEOPHYSICAL CO NEW | 18,000 | 147,000 | 0.01% | ||
| 40 | INFINERA CORPORATION | 14,200 | 160,000 | 0.01% | ||
| 41 | DATAWATCH CORP | 30,000 | 166,000 | 0.01% | ||
| 42 | OFG BANCORP COM | 20,150 | 167,000 | 0.02% | ||
| 43 | ACCURAY INCORPORATED COM | 32,960 | 171,000 | 0.02% | ||
| 44 | FIDELITY SOUTHERN CORP NEW COM | 11,418 | 179,000 | 0.02% | ||
| 45 | DXP ENTERPRISES INC NEW COM NEW | 12,200 | 182,000 | 0.02% | ||
| 46 | VISHAY INTERTECHNOLOGY INC | 14,745 | 183,000 | 0.02% | ||
| 47 | PIER 1 IMPORTS INC | 36,000 | 185,000 | 0.02% | ||
| 48 | FREQUENCY ELECTRS INC | 20,000 | 186,000 | 0.02% | ||
| 49 | UMPQUA HLDGS CORP | 12,086 | 187,000 | 0.02% | ||
| 50 | WILLAMETTE VY VINEYARD INC | 23,000 | 193,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-074846, filed 2016.08.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
