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TRISTATE CAP HLDGS INC COM
TRISTATE CAP HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 92 Institutional holders with a total value of $221,668,067.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 2,049,946 28,146,000 12.70%
2 SECOND CURVE CAPITAL LLC 1,330,512 18,268,000 8.24%
3 HEARTLAND ADVISORS INC 1,202,781 16,514,000 7.45%
4 FSI GROUP, LLC 1,005,644 13,807,000 6.23%
5 DEUTSCHE BANK AG\ 760,254 10,437,000 4.71%
6 BLACKROCK ADVISORS LLC 720,591 9,894,000 4.46%
7 VANGUARD GROUP INC 699,151 9,600,000 4.33%
8 Elizabeth Park Capital Advisors, Ltd. 643,457 8,835,000 3.99%
9 BlackRock Fund Advisors 567,064 7,786,000 3.51%
10 ROYCE & ASSOCIATES LP 509,552 6,996,000 3.16%
11 Brandywine Global Investment Management, LLC 492,884 6,768,000 3.05%
12 DIMENSIONAL FUND ADVISORS LP 479,208 6,579,000 2.97%
13 CASTINE CAPITAL MANAGEMENT, LLC 450,000 6,179,000 2.79%
14 PERRITT CAPITAL MANAGEMENT INC 413,526 5,678,000 2.56%
15 EMERALD ADVISERS, LLC 394,693 5,419,000 2.44%
16 PUTNAM INVESTMENTS LLC 366,464 5,031,000 2.27%
17 STATE STREET CORP 335,554 4,607,000 2.08%
18 KESTREL INVESTMENT MANAGEMENT CORP 259,650 3,565,000 1.61%
19 JPMORGAN CHASE & CO 255,900 3,514,000 1.59%
20 BlackRock Institutional Trust Company, N.A. 251,631 3,455,000 1.56%
21 NORTHERN TRUST CORP 231,239 3,174,000 1.43%
22 PNC FINANCIAL SERVICES GROUP, INC. 229,201 3,148,000 1.42%
23 WELLINGTON MANAGEMENT GROUP LLP 223,660 3,071,000 1.39%
24 RENAISSANCE TECHNOLOGIES LLC 210,192 2,886,000 1.30%
25 GEODE CAPITAL MANAGEMENT, LLC 148,576 2,039,000 0.92%
26 NBW CAPITAL LLC 118,215 1,623,000 0.73%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 113,960 1,565,000 0.71%
28 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 106,761 1,466,000 0.66%
29 Nationwide Fund Advisors 101,286 1,391,000 0.63%
30 BlackRock Investment Management, LLC 92,922 1,276,000 0.58%
31 Bank of New York Mellon Corp 80,070 1,100,000 0.50%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 74,261 1,020,000 0.46%
33 WEDGE CAPITAL MANAGEMENT L L P/NC 61,600 846,000 0.38%
34 STEPHENS INC /AR/ 59,465 816,000 0.37%
35 Capital Impact Advisors, LLC 54,375 747,000 0.34%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,000 742,000 0.33%
37 D. E. Shaw & Co., Inc. 52,646 723,000 0.33%
38 STRS OHIO 47,400 650,000 0.29%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 45,994 631,000 0.28%
40 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 44,324 609,000 0.27%
41 EMERALD ACQUISITION LTD. 43,972 603,000 0.27%
42 Skylands Capital, LLC 43,915 603,000 0.27%
43 TEACHERS ADVISORS, LLC 42,461 583,000 0.26%
44 CORNERCAP INVESTMENT COUNSEL INC 38,745 532,000 0.24%
45 GIRARD ADVISORY SERVICES, LLC 30,862 424,000 0.19%
46 Swiss National Bank 30,338 417,000 0.19%
47 GLOBEFLEX CAPITAL L P 28,630 393,000 0.18%
48 Commonwealth Equity Services, Inc 28,090 386,000 0.17%
49 TWO SIGMA ADVISERS, LP 27,400 376,000 0.17%
50 RHUMBLINE ADVISERS 25,088 344,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.