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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 905 holdings with a total value of $364,657,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 DAEGIS INCORPORATED 19 0 0.00%
2 POLYCOM INC 16 0 0.00%
3 SWIFT ENERGY CO 35 0 0.00%
4 ALPHA NATURAL RESOURCES 17 0 0.00%
5 FRONTLINE LTD 100 0 0.00%
6 TRAVELCENTERS AMER LLC 50 0 0.00%
7 CVD Equipment Corp 20 0 0.00%
8 REINSURANCE GROUP AMER INC 3 0 0.00%
9 FTD GROUP INC 6 0 0.00%
10 LIFE STORAGE INC 28 0 0.00%
11 Tenga Inc 315 0 0.00%
12 ETRADE GROUP 3 0 0.00%
13 NEWMONT CORP 15 0 0.00%
14 ANGIES LIST INC 40 0 0.00%
15 ACCO BRANDS CORPORATION COM 30 0 0.00%
16 CEL SCI CORP 11 0 0.00%
17 GABELLI HLTHCARE WELLNESS 8 0 0.00%
18 HILLSHIRE BRANDS COMPANY 2 0 0.00%
19 UNITED ONLINE INC 4 0 0.00%
20 ISHARES TR 25 1,000 0.00%
21 ISHARES TR 24 1,000 0.00%
22 OLIN CORP 20 1,000 0.00%
23 GOODYEAR TIRE & RUBB 25 1,000 0.00%
24 SIRIUS XM HOLDINGS INC 434 1,000 0.00%
25 ISHARES TR 12 1,000 0.00%
26 ALCATEL SA ADR 142 1,000 0.00%
27 PNC FINL SVCS GROUP INC 7 1,000 0.00%
28 UNS ENERGY CORP 21 1,000 0.00%
29 SIBANYE STILLWATER 124 1,000 0.00%
30 Synovus Financial Corp 187 1,000 0.00%
31 NAVISTAR INTL CORP NEW 40 1,000 0.00%
32 WABTEC 14 1,000 0.00%
33 GABELLI EQUITY TR INC 167 1,000 0.00%
34 DIVERSIFIED RESTAURANT 235 1,000 0.00%
35 POWERSHARES ETF TRUST 50 2,000 0.00%
36 SOUTHWEST GAS HLDGS INC 38 2,000 0.00%
37 RF MICRO DEVICES I 200 2,000 0.00%
38 POWERSHARES ETF TRUST 68 2,000 0.00%
39 GENERAL MTRS CO 132 2,000 0.00%
40 CLAYMORE EXCHANGE TRD FD TR 53 2,000 0.00%
41 POWERSHARES N/C 6/4/18 46137V662 33 2,000 0.00%
42 STATE STR CORP 35 2,000 0.00%
43 ZIMMER BIOMET HLDGS INC 25 2,000 0.00%
44 NCR CORP NEW 50 2,000 0.00%
45 SYMANTEC CORP 84 2,000 0.00%
46 CLAYMORE EXCHANGE TRADED FD TR 91 2,000 0.00%
47 FRONTIER COMM 275 2,000 0.00%
48 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 35 2,000 0.00%
49 SEI INVESTMENTS CO 72 2,000 0.00%
50 PIMCO 1-3 Year US Treasury Index ETF 31 2,000 0.00%
Page 1 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-14-000012, filed 2014.04.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.