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CLAYMORE EXCHANGE TRADED FD TR
CLAYMORE EXCHANGE TRADED FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 66 Institutional holders with a total value of $211,941,253.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 2,868,721 60,731,000 28.65%
2 TD Capital Management LLC 726,263 15,375,000 7.25%
3 MORGAN STANLEY 541,924 11,472,000 5.41%
4 Evanston Investments, Inc., dba Evanston Advisors 540,704 11,447,000 5.40%
5 COURIER CAPITAL LLC 507,876 10,752,000 5.07%
6 Orion Porfolio Solutions, LLC 444,097 9,402,000 4.44%
7 HENGEHOLD CAPITAL MANAGEMENT LLC 416,137 8,810,000 4.16%
8 SIMMONS FIRST TRUST CO NA 388,440 8,223,000 3.88%
9 UBS AG 362,157 7,667,000 3.62%
10 LPL Financial LLC 318,499 6,743,000 3.18%
11 BANK OF AMERICA CORP /DE/ 282,290 5,976,000 2.82%
12 WELLS FARGO & COMPANY/MN 271,170 5,741,000 2.71%
13 Linscomb Wealth, Inc. 203,499 4,308,000 2.03%
14 Bluefin Trading, LLC 181,972 3,900,000 1.84%
15 AMERIPRISE FINANCIAL INC 168,058 3,558,000 1.68%
16 D.A. DAVIDSON & CO. 167,506 3,546,000 1.67%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 134,473 2,847,000 1.34%
18 Saba Capital Management, L.P. 131,186 2,777,000 1.31%
19 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 115,866 2,453,000 1.16%
20 ROYAL BANK OF CANADA 108,915 2,306,000 1.09%
21 Legacy Private Trust Co. 90,908 1,925,000 0.91%
22 TCTC Holdings, LLC 86,350 1,828,000 0.86%
23 Capital Advisors, Ltd. LLC 83,919 1,777,000 0.84%
24 Raub Brock Capital Management LP 82,748 1,752,000 0.83%
25 Cetera Advisor Networks LLC 66,071 1,396,000 0.66%
26 Parasol Investment Management, LLC 50,205 1,063,000 0.50%
27 Commonwealth Equity Services, Inc 37,699 798,000 0.38%
28 DEUTSCHE BANK AG\ 37,200 787,000 0.37%
29 Atria Investments, Inc 35,553 753,000 0.36%
30 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 35,553 753,000 0.36%
31 DAVENPORT & Co LLC 35,525 752,064 0.35%
32 ENVESTNET ASSET MANAGEMENT INC 35,029 742,000 0.35%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 31,446 666,000 0.31%
34 Neuberger Berman Group LLC 29,670 628,000 0.30%
35 HT Partners LLC 27,058 573,000 0.27%
36 American Money Management, LLC 24,910 527,000 0.25%
37 East Coast Asset Management, LLC. 23,914 506,000 0.24%
38 Long Wharf Investors, Inc. 21,427 454,000 0.21%
39 STIFEL FINANCIAL CORP 21,223 449,000 0.21%
40 Freedom Investment Management, Inc. 21,062 446,000 0.21%
41 Prospera Financial Services Inc 20,186 427,000 0.20%
42 GOLDMAN SACHS GROUP INC 18,656 395,000 0.19%
43 AMERICAN INTERNATIONAL GROUP, INC. 18,193 385,146 0.18%
44 Confluence Wealth Management LLC 17,929 380,000 0.18%
45 Vantage Investment Advisors, LLC 17,434 369,000 0.17%
46 JPMORGAN CHASE & CO 14,479 307,000 0.14%
47 CADENCE BANK NA 13,627 288,000 0.14%
48 PARK NATIONAL CORP /OH/ 13,370 283,043 0.13%
49 BBVA USA Bancshares, Inc. 12,149 257,000 0.12%
50 Raymond James Financial Services Advisors, Inc. 11,965 253,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.